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Gladstone Investment Corp

66 hedge funds and large institutions have $55.7M invested in Gladstone Investment Corp in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

0.71% less ownership

Funds ownership: 18.76%18.05% (-0.71%)

3% less capital invested

Capital invested by funds: $57.4M → $55.7M (-$1.64M)

7% less funds holding

Funds holding: 7166 (-5)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
19
Closed
13
Calls
$131K
Puts
Net Calls
+$131K
Net Calls Change
+$131K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$6.11M -$1.3M -138,676 -18%
LSV Asset Management
2
LSV Asset Management
Illinois
$4.7M -$66.7K -7,100 -1%
UBS Group
3
UBS Group
Switzerland
$4.17M +$303K +32,199 +8%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$3.45M
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.4M +$131K +13,932 +4%
DC
6
Davenport & Co
Virginia
$3.21M +$193K +20,481 +6%
Morgan Stanley
7
Morgan Stanley
New York
$3.08M -$18.9K -2,006 -0.6%
VanEck Associates
8
VanEck Associates
New York
$2.35M -$315K -33,532 -12%
OA
9
Outfitter Advisors
Virginia
$2.31M -$29.1K -3,100 -1%
CAS
10
Cue Advisory Services
Arizona
$2.03M -$25.4K -2,700 -1%
BlackRock
11
BlackRock
New York
$1.82M -$135K -14,347 -7%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.77M -$329K -35,000 -16%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.76M +$61.9K +6,583 +4%
GCP
14
GSA Capital Partners
United Kingdom
$1.56M -$736K -78,300 -32%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.31M -$609K -64,809 -32%
AIM
16
Advantage Investment Management
Iowa
$1.29M +$32.8K +3,489 +3%
WCM
17
Wedge Capital Management
North Carolina
$921K
Legal & General Group
18
Legal & General Group
United Kingdom
$873K +$111K +11,829 +15%
NFA
19
Nuveen Fund Advisors
Illinois
$869K -$110K -11,738 -11%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$778K
William Blair & Company
21
William Blair & Company
Illinois
$666K +$659K +70,129 New
IAM
22
ICM Asset Management
Washington
$582K +$3.9K +415 +0.7%
GAMC
23
Garner Asset Management Corp
Texas
$531K +$4.72K +502 +0.9%
ACS
24
Archford Capital Strategies
Illinois
$491K +$56.4K +6,000 +13%
CWM
25
Cornerstone Wealth Management
Missouri
$481K -$46.1K -4,909 -9%

GAIN Hedge Fund Activity: Q3 2017 in Review

66 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2017, worth a combined $55.7M — down 2.9% from $57.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 10 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 25 added.

The largest buyer was William Blair & Company, opening a new position worth an estimated $659K. The largest seller was Advisors Asset Management, cutting an estimated $1.3M.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2017, down from 71 in Q2 2017.
  • Funds reported $55.7M of Gladstone Investment Corp stock for Q3 2017, down 2.9% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q3 2017 and 13 closed out, a net change of -3 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2017 was William Blair & Company, an estimated $659K added.
  • The largest Gladstone Investment Corp seller in Q3 2017 was Advisors Asset Management, an estimated $1.3M sold.

Based on aggregated 13F filings for Q3 2017.