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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $55.7M invested in Gladstone Investment Corp in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
19
Closed
13
Calls
$131K
Puts
–
Net Calls
+$131K
Net Calls Change
+$131K

Top Buyers

1
William Blair & Company
William Blair & Company
Illinois
+$666K
2
UBS Group
UBS Group
Switzerland
+$306K
3
Millennium Management
Millennium Management
New York
+$305K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$292K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$283K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.32M
2
GCP
GSA Capital Partners
United Kingdom
-$743K
3
Two Sigma Investments
Two Sigma Investments
New York
-$615K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$332K
5
VanEck Associates
VanEck Associates
New York
-$318K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$6.11M -$1.32M -138,676 -18%
LSV Asset Management
2
LSV Asset Management
Illinois
$4.7M -$67.4K -7,100 -1%
UBS Group
3
UBS Group
Switzerland
$4.17M +$306K +32,199 +8%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$3.45M – – –
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.4M +$132K +13,932 +4%
DC
6
Davenport & Co
Virginia
$3.21M +$194K +20,481 +6%
Morgan Stanley
7
Morgan Stanley
New York
$3.08M -$19K -2,006 -0.6%
VanEck Associates
8
VanEck Associates
New York
$2.35M -$318K -33,532 -12%
OA
9
Outfitter Advisors
Virginia
$2.31M -$29.4K -3,100 -1%
CAS
10
Cue Advisory Services
Arizona
$2.03M -$25.6K -2,700 -1%
BlackRock
11
BlackRock
New York
$1.82M -$136K -14,347 -7%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.77M -$332K -35,000 -16%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.76M +$62.5K +6,583 +4%
GCP
14
GSA Capital Partners
United Kingdom
$1.56M -$743K -78,300 -32%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.32M -$615K -64,809 -32%
AIM
16
Advantage Investment Management
Iowa
$1.3M +$33.1K +3,489 +3%
WCM
17
Wedge Capital Management
North Carolina
$921K – – –
Legal & General Group
18
Legal & General Group
United Kingdom
$873K +$112K +11,829 +15%
NFA
19
Nuveen Fund Advisors
Illinois
$869K -$111K -11,738 -11%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$778K – – –
William Blair & Company
21
William Blair & Company
Illinois
$666K +$666K +70,129 New
IAM
22
ICM Asset Management
Washington
$582K +$3.94K +415 +0.7%
GAMC
23
Garner Asset Management Corp
Texas
$531K +$4.77K +502 +0.9%
ACS
24
Archford Capital Strategies
Illinois
$491K +$56.9K +6,000 +13%
CWM
25
Cornerstone Wealth Management
Missouri
$481K -$47K -4,909 -9%
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