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Gladstone Investment Corp

81 hedge funds and large institutions have $71.7M invested in Gladstone Investment Corp in 2024 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more call options, than puts

Call options by funds: $1.34M | Put options by funds: $1.21M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.2% less ownership

Funds ownership: 14.9%13.7% (-1.2%)

5% less funds holding

Funds holding: 8581 (-4)

6% less capital invested

Capital invested by funds: $76.4M → $71.7M (-$4.72M)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
81
Holders Change
-4
Holders Change %
-4.71%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
13
Increased
23
Reduced
29
Closed
15
Calls
$1.34M
Puts
$1.21M
Net Calls
+$129K
Net Calls Change
-$304K
Name Holding Trade Value Shares
Change
Change in
Stake
MW
1
Melia Wealth
Oklahoma
$14.6M +$524K +38,937 +4%
VanEck Associates
2
VanEck Associates
New York
$12.5M +$708K +52,594 +6%
Legal & General Group
3
Legal & General Group
United Kingdom
$3.88M -$328K -24,384 -8%
OF
4
Outfitter Financial
Maine
$2.94M -$56.9K -4,225 -2%
BlackRock
5
BlackRock
New York
$2.46M -$97.6K -7,246 -4%
DC
6
Davenport & Co
Virginia
$2.39M -$128K -9,470 -5%
LPL Financial
7
LPL Financial
California
$2.33M +$110K +8,139 +5%
AAM
8
Advisors Asset Management
Colorado
$2.3M +$232K +17,209 +12%
William Blair & Company
9
William Blair & Company
Illinois
$2.27M +$11.6K +860 +0.6%
Morgan Stanley
10
Morgan Stanley
New York
$2.24M +$363K +26,980 +21%
Two Sigma Investments
11
Two Sigma Investments
New York
$2.17M -$873K -64,789 -30%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$2.05M -$1.32M -97,700 -41%
PA
13
PFG Advisors
Arizona
$1.47M
LCWP
14
Legacy Capital Wealth Partners
Arkansas
$1.44M -$31.9K -2,367 -2%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.34M +$6.73K +500 +0.5%
AUB
16
Atlantic Union Bankshares
Virginia
$1.29M
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.11M +$88.4K +6,561 +9%
UAG
18
United Advisor Group
Ohio
$1.01M +$17.3K +1,281 +2%
ADMI
19
Albert D. Mason Inc
Massachusetts
$997K +$5.43K +403 +0.6%
VEA
20
Virtus ETF Advisers
New York
$819K -$69.9K -5,189 -8%
Qube Research & Technologies (QRT)
21
Qube Research & Technologies (QRT)
United Kingdom
$796K -$120K -8,905 -14%
Marshall Wace
22
Marshall Wace
United Kingdom
$606K -$1.88M -139,541 -77%
GAMC
23
Garner Asset Management Corp
Texas
$597K +$54 +4 +0%
RJA
24
Raymond James & Associates
Florida
$570K -$102K -7,555 -16%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$537K +$249K +18,478 +99%

GAIN Hedge Fund Activity: Q3 2024 in Review

81 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2024, worth a combined $71.7M — down 6.2% from $76.4M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of GAIN and 13 opened new positions — a net loss of 2 holders — while 29 trimmed existing stakes and 23 added.

The largest buyer was VanEck Associates, adding an estimated $708K. The largest seller was Marshall Wace, cutting an estimated $1.88M.

  • 81 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2024, down from 85 in Q2 2024.
  • Funds reported $71.7M of Gladstone Investment Corp stock for Q3 2024, down 6.2% quarter-over-quarter.
  • 13 funds opened new Gladstone Investment Corp positions in Q3 2024 and 15 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2024 was VanEck Associates, an estimated $708K added.
  • The largest Gladstone Investment Corp seller in Q3 2024 was Marshall Wace, an estimated $1.88M sold.

Based on aggregated 13F filings for Q3 2024.