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Gladstone Investment Corp

77 hedge funds and large institutions have $58.9M invested in Gladstone Investment Corp in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more call options, than puts

Call options by funds: $2.16M | Put options by funds: $575K

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.35% less ownership

Funds ownership: 14.77%13.42% (-1.3%)

7% less capital invested

Capital invested by funds: $63.2M → $58.9M (-$4.34M)

8% less funds holding

Funds holding: 8477 (-7)

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
77
Holders Change
-7
Holders Change %
-8.33%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
29
Reduced
24
Closed
13
Calls
$2.16M
Puts
$575K
Net Calls
+$1.58M
Net Calls Change
+$754K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$6.42M +$465K +34,448 +8%
Millennium Management
2
Millennium Management
New York
$5.35M -$1.16M -85,781 -18%
AAM
3
Advisors Asset Management
Colorado
$4.04M +$181K +13,428 +5%
DC
4
Davenport & Co
Virginia
$3.02M -$99.4K -7,370 -3%
Legal & General Group
5
Legal & General Group
United Kingdom
$3M +$118K +8,776 +4%
OF
6
Outfitter Financial
Maine
$2.9M -$31.7K -2,350 -1%
BlackRock
7
BlackRock
New York
$2.59M -$969K -71,815 -27%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.58M +$6.92K +513 +0.3%
LPL Financial
9
LPL Financial
California
$2.48M +$31.8K +2,356 +1%
Two Sigma Investments
10
Two Sigma Investments
New York
$2.45M -$21.4K -1,586 -0.8%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$2.36M -$70.2K -5,200 -3%
William Blair & Company
12
William Blair & Company
Illinois
$2.1M +$17.2K +1,274 +0.8%
PA
13
PFG Advisors
Arizona
$1.71M -$36.2K -2,680 -2%
AUB
14
Atlantic Union Bankshares
Virginia
$1.49M -$56.7K -4,200 -4%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.37M
LCWP
16
Legacy Capital Wealth Partners
Arkansas
$1.16M +$80.4K +5,962 +7%
Morgan Stanley
17
Morgan Stanley
New York
$1.02M -$541K -40,077 -34%
IAIM
18
International Assets Investment Management
Florida
$991K -$122K -9,045 -11%
ADMI
19
Albert D. Mason Inc
Massachusetts
$908K -$3.95K -293 -0.4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$781K +$107K +7,930 +16%
Mackenzie Financial
21
Mackenzie Financial
Ontario, Canada
$691K +$202K +15,001 +40%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$616K +$48.2K +3,576 +8%
GAMC
23
Garner Asset Management Corp
Texas
$560K +$13.6K +1,007 +2%
PFG
24
Prosperity Financial Group
California
$547K -$12.7K -942 -2%
Tudor Investment Corp
25
Tudor Investment Corp
Connecticut
$533K +$312K +23,138 +135%

GAIN Hedge Fund Activity: Q1 2023 in Review

77 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2023, worth a combined $58.9M — down 6.9% from $63.2M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 6 opened new positions — a net loss of 7 holders — while 24 trimmed existing stakes and 29 added.

The largest buyer was VanEck Associates, adding an estimated $465K. The largest seller was Citadel Advisors, cutting an estimated $1.63M.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2023, down from 84 in Q4 2022.
  • Funds reported $58.9M of Gladstone Investment Corp stock for Q1 2023, down 6.9% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q1 2023 and 13 closed out, a net change of -7 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2023 was VanEck Associates, an estimated $465K added.
  • The largest Gladstone Investment Corp seller in Q1 2023 was Citadel Advisors, an estimated $1.63M sold.

Based on aggregated 13F filings for Q1 2023.