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Gladstone Investment Corp

72 hedge funds and large institutions have $59.6M invested in Gladstone Investment Corp in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more call options, than puts

Call options by funds: $977K | Put options by funds: $291K

1% more capital invested

Capital invested by funds: $59.2M → $59.6M (+$366K)

0.26% more ownership

Funds ownership: 12.38%12.64% (+0.26%)

0% more funds holding

Funds holding: 7272 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

12% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 25

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
22
Reduced
25
Closed
10
Calls
$977K
Puts
$291K
Net Calls
+$686K
Net Calls Change
+$299K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$6.94M -$443K -30,582 -6%
DC
2
Davenport & Co
Virginia
$4.23M +$260K +17,915 +6%
AAM
3
Advisors Asset Management
Colorado
$3.83M +$586K +40,394 +17%
OF
4
Outfitter Financial
Maine
$3.56M -$32.6K -2,247 -0.9%
BlackRock
5
BlackRock
New York
$3.4M +$437K +30,122 +14%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.85M -$184K -12,670 -6%
Legal & General Group
7
Legal & General Group
United Kingdom
$2.75M -$202K -13,944 -7%
LCWP
8
Legacy Capital Wealth Partners
Arkansas
$2.59M +$1.28M +87,937 New
PA
9
PFG Advisors
Arizona
$2.08M -$225K -15,500 -9%
William Blair & Company
10
William Blair & Company
Illinois
$2M +$36K +2,485 +2%
Morgan Stanley
11
Morgan Stanley
New York
$1.98M -$282K -19,447 -12%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.93M +$319K +22,000 +19%
APW
13
Aurora Private Wealth
New Jersey
$1.84M
AUB
14
Atlantic Union Bankshares
Virginia
$1.67M -$12.3K -850 -0.7%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.63M +$750K +51,748 +79%
LPL Financial
16
LPL Financial
California
$1.57M +$48.2K +3,325 +3%
Mackenzie Financial
17
Mackenzie Financial
Ontario, Canada
$1.34M +$190K +13,105 +16%
ADMI
18
Albert D. Mason Inc
Massachusetts
$1.19M -$4.83K -333 -0.4%
CAM
19
Concorde Asset Management
Michigan
$1.19M +$958K +66,089 +339%
IAIM
20
International Assets Investment Management
Florida
$1.04M
UBS Group
21
UBS Group
Switzerland
$729K +$123K +8,450 +19%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$657K -$79.4K -5,475 -10%
Citadel Advisors
23
Citadel Advisors
Florida
$612K +$160K +11,011 +33%
GAMC
24
Garner Asset Management Corp
Texas
$573K +$44 +3 +0%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$524K -$16.1K -1,110 -3%

GAIN Hedge Fund Activity: Q3 2021 in Review

72 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2021, worth a combined $59.6M — up 0.62% from $59.2M a quarter earlier.

Fund positioning in GAIN was balanced in Q3 2021: 10 funds opened new positions, 10 closed out, 22 added to existing stakes and 25 trimmed.

The largest buyer was Legacy Capital Wealth Partners, opening a new position worth an estimated $1.28M. The largest seller was Invesco, exiting entirely with an estimated $1.18M sold.

  • 72 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $59.6M of Gladstone Investment Corp stock for Q3 2021, up 0.62% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q3 2021 and 10 closed out, a net change of 0 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2021 was Legacy Capital Wealth Partners, an estimated $1.28M added.
  • The largest Gladstone Investment Corp seller in Q3 2021 was Invesco, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2021.