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Gladstone Investment Corp
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Overview Fund Activity

72 hedge funds and large institutions have $59.6M invested in Gladstone Investment Corp in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 10 closing their positions.

Holders
72
Holders Change
–
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
22
Reduced
25
Closed
10
Calls
$977K
Puts
$291K
Net Calls
+$686K
Net Calls Change
+$299K

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$2.59M
2
CAM
2
Concorde Asset Management
Michigan
$1.19M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.63M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
BlackRock
5
BlackRock
New York
$3.4M

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
SFI
2
Susquehanna Fundamental Investments
Pennsylvania
$501K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$0
4
VanEck Associates
4
VanEck Associates
New York
$6.94M
5
Mirae Asset Global Investments
5
Mirae Asset Global Investments
South Korea
$157K
Name Market Value Shares Shares
Change 		Shares
Change %
VanEck Associates
1
VanEck Associates
New York
$6.94M 500,517 -30,582 -6%
DC
2
Davenport & Co
Virginia
$4.23M 304,716 +17,915 +6%
AAM
3
Advisors Asset Management
Colorado
$3.83M 276,348 +40,394 +17%
OF
4
Outfitter Financial
Maine
$3.56M 256,620 -2,247 -0.9%
BlackRock
5
BlackRock
New York
$3.4M 245,206 +30,122 +14%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.85M 205,522 -12,670 -6%
Legal & General Group
7
Legal & General Group
United Kingdom
$2.75M 197,951 -13,944 -7%
LCWP
8
Legacy Capital Wealth Partners
Arkansas
$2.59M 87,937 +87,937 New
PA
9
PFG Advisors
Arizona
$2.08M 149,844 -15,500 -9%
William Blair & Company
10
William Blair & Company
Illinois
$2M 144,374 +2,485 +2%
Morgan Stanley
11
Morgan Stanley
New York
$1.98M 142,789 -19,447 -12%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.93M 139,142 +22,000 +19%
APW
13
Aurora Private Wealth
New Jersey
$1.84M 132,473 – –
AUB
14
Atlantic Union Bankshares
Virginia
$1.67M 120,575 -850 -0.7%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.63M 117,358 +51,748 +79%
LPL Financial
16
LPL Financial
California
$1.57M 113,347 +3,325 +3%
Mackenzie Financial
17
Mackenzie Financial
Ontario, Canada
$1.34M 96,546 +13,105 +16%
ADMI
18
Albert D. Mason Inc
Massachusetts
$1.19M 85,575 -333 -0.4%
CAM
19
Concorde Asset Management
Michigan
$1.19M 85,594 +66,089 +339%
IAIM
20
International Assets Investment Management
Florida
$1.04M 74,790 – –
UBS Group
21
UBS Group
Switzerland
$729K 52,567 +8,450 +19%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$657K 47,333 -5,475 -10%
Citadel Advisors
23
Citadel Advisors
Florida
$612K 44,141 +11,011 +33%
GAMC
24
Garner Asset Management Corp
Texas
$573K 41,322 +3 +0%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$524K 37,850 -1,110 -3%
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