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Gladstone Investment Corp

59 hedge funds and large institutions have $63.6M invested in Gladstone Investment Corp in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,445% more call options, than puts

Call options by funds: $340K | Put options by funds: $22K

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

16% more capital invested

Capital invested by funds: $54.7M → $63.6M (+$8.82M)

5% more funds holding

Funds holding: 5659 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
22
Reduced
15
Closed
8
Calls
$340K
Puts
$22K
Net Calls
+$318K
Net Calls Change
+$576K
Name Holding Trade Value Shares
Change
Change in
Stake
VBA
1
Van Berkom & Associates
Quebec, Canada
$18.4M +$3.52K +470 +0%
AAM
2
Advisors Asset Management
Colorado
$9.78M -$801K -106,814 -7%
UBS Group
3
UBS Group
Switzerland
$4.04M +$302K +40,317 +8%
LSV Asset Management
4
LSV Asset Management
Illinois
$3.75M +$506K +67,410 +15%
DC
5
Davenport & Co
Virginia
$3.57M -$89.3K -11,913 -2%
CIM
6
Confluence Investment Management
Missouri
$2.29M +$2.25K +300 +0.1%
OA
7
Outfitter Advisors
Virginia
$1.87M +$29.3K +3,900 +2%
TC
8
Talkot Capital
California
$1.66M +$1.28M +170,499 +314%
CAS
9
Cue Advisory Services
Arizona
$1.56M -$22.5K -3,000 -1%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$1.46M +$710K +94,700 +92%
Two Sigma Investments
11
Two Sigma Investments
New York
$1.24M +$68.7K +9,166 +6%
Morgan Stanley
12
Morgan Stanley
New York
$1.12M +$437K +58,259 +63%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.08M +$120K +15,939 +12%
Wells Fargo
14
Wells Fargo
California
$1.04M -$60.6K -8,082 -5%
BG
15
BlackRock Group
United Kingdom
$1.03M +$190K +25,316 +22%
WCM
16
Wedge Capital Management
North Carolina
$870K +$882K +117,600 New
HIM
17
Hillsdale Investment Management
Ontario, Canada
$747K +$758K +101,000 New
VanEck Associates
18
VanEck Associates
New York
$655K +$16.9K +2,249 +3%
PPA
19
Parametric Portfolio Associates
Washington
$645K +$314K +41,838 +92%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$627K +$453K +60,372 +247%
IAM
21
ICM Asset Management
Washington
$604K +$612K +81,590 New
Millennium Management
22
Millennium Management
New York
$569K -$281K -37,462 -33%
Goldman Sachs
23
Goldman Sachs
New York
$512K +$3.51K +468 +0.7%
Citadel Advisors
24
Citadel Advisors
Florida
$477K +$484K +64,482 New
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$401K +$150K +19,936 +58%

GAIN Hedge Fund Activity: Q1 2015 in Review

59 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2015, worth a combined $63.6M — up 16% from $54.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GAIN positions and 8 closed out — a net gain of 3 holders — while 22 added to existing stakes and 15 trimmed.

The largest buyer was Talkot Capital, adding an estimated $1.28M. The largest seller was Advisors Asset Management, cutting an estimated $801K.

  • 59 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2015, up from 56 in Q4 2014.
  • Funds reported $63.6M of Gladstone Investment Corp stock for Q1 2015, up 16% quarter-over-quarter.
  • 11 funds opened new Gladstone Investment Corp positions in Q1 2015 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2015 was Talkot Capital, an estimated $1.28M added.
  • The largest Gladstone Investment Corp seller in Q1 2015 was Advisors Asset Management, an estimated $801K sold.

Based on aggregated 13F filings for Q1 2015.