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Gladstone Investment Corp

70 hedge funds and large institutions have $53.3M invested in Gladstone Investment Corp in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

8% more funds holding

Funds holding: 6570 (+5)

8% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 24

1.23% less ownership

Funds ownership: 17.46%16.22% (-1.2%)

16% less capital invested

Capital invested by funds: $63.5M → $53.3M (-$10.2M)

87% less call options, than puts

Call options by funds: $33K | Put options by funds: $254K

Holders
70
Holders Change
+5
Holders Change %
+7.69%
% of All Funds
1.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
22
Reduced
24
Closed
9
Calls
$33K
Puts
$254K
Net Calls
-$221K
Net Calls Change
-$3.67M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.49M +$2.26K +217 +0%
LSV Asset Management
2
LSV Asset Management
Illinois
$4.88M -$117K -11,206 -2%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$3.68M
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$3.48M -$169K -16,161 -4%
UBS Group
5
UBS Group
Switzerland
$2.73M -$1.2M -115,176 -30%
Millennium Management
6
Millennium Management
New York
$2.59M +$1.57M +150,774 +143%
DC
7
Davenport & Co
Virginia
$2.52M -$157K -15,084 -6%
VanEck Associates
8
VanEck Associates
New York
$2.43M -$116K -11,148 -4%
Morgan Stanley
9
Morgan Stanley
New York
$2.06M -$687K -65,877 -24%
CAS
10
Cue Advisory Services
Arizona
$2.02M -$120K -11,500 -5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.81M +$1.67K +160 +0.1%
BlackRock
12
BlackRock
New York
$1.81M -$308K -29,509 -14%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.47M -$305K -29,200 -17%
LPL Financial
14
LPL Financial
California
$1.43M +$752K +72,060 +104%
GCP
15
GSA Capital Partners
United Kingdom
$1.19M -$43.6K -4,177 -3%
Legal & General Group
16
Legal & General Group
United Kingdom
$1.17M +$184K +17,652 +18%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.13M -$113K -10,800 -9%
JP Morgan Chase
18
JP Morgan Chase
New York
$901K +$725K +69,529 +354%
William Blair & Company
19
William Blair & Company
Illinois
$867K +$107K +10,251 +14%
NFA
20
Nuveen Fund Advisors
Illinois
$605K -$47.4K -4,540 -7%
SIS
21
Sound Income Strategies
Florida
$578K +$3.75K +359 +0.6%
Macquarie Group
22
Macquarie Group
Australia
$560K +$578K +55,400 New
GAMC
23
Garner Asset Management Corp
Texas
$540K -$20.2K -1,935 -3%
CWM
24
Cornerstone Wealth Management
Missouri
$536K +$563 +54 +0.1%
WCM
25
Wedge Capital Management
North Carolina
$520K -$475K -45,500 -47%

GAIN Hedge Fund Activity: Q1 2018 in Review

70 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2018, worth a combined $53.3M — down 16% from $63.5M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GAIN positions and 9 closed out — a net gain of 5 holders — while 22 added to existing stakes and 24 trimmed.

The largest buyer was Millennium Management, adding an estimated $1.57M. The largest seller was Outfitter Advisors, exiting entirely with an estimated $2.79M sold.

  • 70 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2018, up from 65 in Q4 2017.
  • Funds reported $53.3M of Gladstone Investment Corp stock for Q1 2018, down 16% quarter-over-quarter.
  • 14 funds opened new Gladstone Investment Corp positions in Q1 2018 and 9 closed out, a net change of +5 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2018 was Millennium Management, an estimated $1.57M added.
  • The largest Gladstone Investment Corp seller in Q1 2018 was Outfitter Advisors, an estimated $2.79M sold.

Based on aggregated 13F filings for Q1 2018.