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Gladstone Investment Corp
GAIN

Overview Fund Activity

70 hedge funds and large institutions have $53.3M invested in Gladstone Investment Corp in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+5
Holders Change %
+7.69%
% of All Funds
1.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
24
Closed
9
Calls
$33K
Puts
$254K
Net Calls
-$221K
Net Calls Change
-$3.67M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.52M
2
LPL Financial
LPL Financial
California
+$728K
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$702K
4
Macquarie Group
Macquarie Group
Australia
+$560K
5
AA
ALPS Advisors
Colorado
+$468K

Top Sellers

1
OA
Outfitter Advisors
Virginia
-$2.79M
2
AIM
Advantage Investment Management
Iowa
-$1.54M
3
UBS Group
UBS Group
Switzerland
-$1.16M
4
Two Sigma Investments
Two Sigma Investments
New York
-$995K
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$678K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$5.49M +$2.16K +217 +0%
LSV Asset Management
2
LSV Asset Management
Illinois
$4.88M -$113K -11,206 -2%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$3.68M – – –
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$3.48M -$163K -16,161 -4%
UBS Group
5
UBS Group
Switzerland
$2.73M -$1.16M -115,176 -30%
Millennium Management
6
Millennium Management
New York
$2.59M +$1.52M +150,774 +143%
DC
7
Davenport & Co
Virginia
$2.52M -$152K -15,084 -6%
VanEck Associates
8
VanEck Associates
New York
$2.43M -$113K -11,148 -4%
Morgan Stanley
9
Morgan Stanley
New York
$2.06M -$665K -65,877 -24%
CAS
10
Cue Advisory Services
Arizona
$2.02M -$116K -11,500 -5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.81M +$1.62K +160 +0.1%
BlackRock
12
BlackRock
New York
$1.81M -$298K -29,509 -14%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.47M -$295K -29,200 -17%
LPL Financial
14
LPL Financial
California
$1.43M +$728K +72,060 +104%
GCP
15
GSA Capital Partners
United Kingdom
$1.19M -$42.2K -4,177 -3%
Legal & General Group
16
Legal & General Group
United Kingdom
$1.17M +$178K +17,652 +18%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.13M -$109K -10,800 -9%
JPMorgan Chase & Co
18
JPMorgan Chase & Co
New York
$901K +$702K +69,529 +354%
William Blair & Company
19
William Blair & Company
Illinois
$867K +$104K +10,251 +14%
NFA
20
Nuveen Fund Advisors
Illinois
$605K -$45.8K -4,540 -7%
SIS
21
Sound Income Strategies
Florida
$578K +$3.63K +359 +0.6%
Macquarie Group
22
Macquarie Group
Australia
$560K +$560K +55,400 New
GAMC
23
Garner Asset Management Corp
Texas
$540K -$19.5K -1,935 -3%
CWM
24
Cornerstone Wealth Management
Missouri
$536K +$545 +54 +0.1%
WCM
25
Wedge Capital Management
North Carolina
$520K -$459K -45,500 -47%
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