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ALPS Advisors’s Gladstone Investment Corp GAIN Stock Holding History

ALPS Advisors’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-44,279
Closed -$521K – 1005
2018
Q2 		$521K Sell
44,279
-2,084
-4% -$23.4K ﹤0.01% 546
2018
Q1 		$468K Buy
+46,363
New +$484K ﹤0.01% 609

Other funds holding GAIN

CWM
Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
CAS
Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

ALPS Advisors's GAIN Position: Q3 2018 in Review

ALPS Advisors sold out of Gladstone Investment Corp (GAIN) in Q3 2018, closing a stake of 44,279 shares — an estimated $521K sold.

ALPS Advisors first reported a position in GAIN in Q1 2018 and held it in 2 quarters. The position peaked at $521K in Q2 2018. 72 funds tracked by Wall St. Rank hold GAIN as of Q3 2018.

  • ALPS Advisors reported no remaining Gladstone Investment Corp position as of Q3 2018 after selling out during the quarter.
  • ALPS Advisors sold 44,279 Gladstone Investment Corp shares in Q3 2018, an estimated $521K.
  • ALPS Advisors first reported a position in Gladstone Investment Corp in Q1 2018 and held it in 2 quarters.
  • ALPS Advisors's Gladstone Investment Corp position peaked at $521K in Q2 2018.
  • 72 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2018.

Based on ALPS Advisors's 13F filing for Q3 2018, filed 25 Oct 2018.