Ladenburg Thalmann Financial Services’s Gladstone Investment Corp GAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.54M	Buy	343,055 +9,596	+3%	+$130K	0.03%	519
2019 Q3	$4.12M	Sell	333,459 -8,757	-3%	-$102K	0.03%	530
2019 Q2	$3.84M	Sell	342,216 -39,853	-10%	-$473K	0.03%	537
2019 Q1	$4.43M	Buy	382,069 +18,699	+5%	+$210K	0.03%	470
2018 Q4	$3.39M	Buy	363,370 +5,628	+2%	+$56.6K	0.03%	488
2018 Q3	$4.09M	Buy	357,742 +13,536	+4%	+$160K	0.03%	452
2018 Q2	$3.48M	Hold	344,206	–	–	0.03%	475
2018 Q1	$3.48M	Sell	344,206 -16,161	-4%	-$169K	0.03%	475
2017 Q4	$4.02M	Buy	360,367 +1,825	+0.5%	+$19.3K	0.04%	420
2017 Q3	$3.4M	Buy	358,542 +13,932	+4%	+$131K	0.04%	424
2017 Q2	$3.24M	Buy	344,610 +20,022	+6%	+$186K	0.04%	420
2017 Q1	$2.94M	Buy	324,588 +10,830	+3%	+$96.5K	0.04%	421
2016 Q4	$2.65M	Buy	313,758 +228,546	+268%	+$1.92M	0.04%	414
2016 Q3	$757K	Buy	85,212 +3,648	+4%	+$30.5K	0.01%	945
2016 Q2	$584K	Buy	81,564 +3,505	+4%	+$24.4K	0.01%	1041
2016 Q1	$548K	Buy	78,059 +4,771	+7%	+$33.7K	0.01%	994
2015 Q4	$563K	Buy	73,288 +20,865	+40%	+$158K	0.01%	963
2015 Q3	$369K	Buy	52,423 +41,963	+401%	+$323K	0.01%	1126
2015 Q2	$83K	Buy	10,460 +8,560	+451%	+$65.2K	﹤0.01%	2228
2015 Q1	$14K	Hold	1,900	–	–	﹤0.01%	3408
2014 Q4	$13K	Sell	1,900 -1,900	-50%	-$13.7K	﹤0.01%	3247
2014 Q3	$27K	Hold	3,800	–	–	﹤0.01%	2433
2014 Q2	$28K	Buy	+3,800	New	+$29.5K	﹤0.01%	2411