LTFS
GAIN icon

Ladenburg Thalmann Financial Services’s Gladstone Investment Corp GAIN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$4.54M Buy
343,055
+9,596
+3% +$130K 0.03% 519
2019
Q3 		$4.12M Sell
333,459
-8,757
-3% -$102K 0.03% 530
2019
Q2 		$3.84M Sell
342,216
-39,853
-10% -$473K 0.03% 537
2019
Q1 		$4.43M Buy
382,069
+18,699
+5% +$210K 0.03% 470
2018
Q4 		$3.39M Buy
363,370
+5,628
+2% +$56.6K 0.03% 488
2018
Q3 		$4.09M Buy
357,742
+13,536
+4% +$160K 0.03% 452
2018
Q2 		$3.48M Hold
344,206
– – 0.03% 475
2018
Q1 		$3.48M Sell
344,206
-16,161
-4% -$169K 0.03% 475
2017
Q4 		$4.02M Buy
360,367
+1,825
+0.5% +$19.3K 0.04% 420
2017
Q3 		$3.4M Buy
358,542
+13,932
+4% +$131K 0.04% 424
2017
Q2 		$3.24M Buy
344,610
+20,022
+6% +$186K 0.04% 420
2017
Q1 		$2.94M Buy
324,588
+10,830
+3% +$96.5K 0.04% 421
2016
Q4 		$2.65M Buy
313,758
+228,546
+268% +$1.92M 0.04% 414
2016
Q3 		$757K Buy
85,212
+3,648
+4% +$30.5K 0.01% 945
2016
Q2 		$584K Buy
81,564
+3,505
+4% +$24.4K 0.01% 1041
2016
Q1 		$548K Buy
78,059
+4,771
+7% +$33.7K 0.01% 994
2015
Q4 		$563K Buy
73,288
+20,865
+40% +$158K 0.01% 963
2015
Q3 		$369K Buy
52,423
+41,963
+401% +$323K 0.01% 1126
2015
Q2 		$83K Buy
10,460
+8,560
+451% +$65.2K ﹤0.01% 2228
2015
Q1 		$14K Hold
1,900
– – ﹤0.01% 3408
2014
Q4 		$13K Sell
1,900
-1,900
-50% -$13.7K ﹤0.01% 3247
2014
Q3 		$27K Hold
3,800
– – ﹤0.01% 2433
2014
Q2 		$28K Buy
+3,800
New +$29.5K ﹤0.01% 2411

Other funds holding GAIN

UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $261M AUM 78.99% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GAIN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Gladstone Investment Corp (GAIN) stake by 2.9% in Q4 2019, buying an estimated $130K and bringing the position to 343,055 shares worth $4.54M. The position accounts for 0.03% of the portfolio, ranked #519.

Ladenburg Thalmann Financial Services first reported a position in GAIN in Q2 2014 and has held it in 23 quarters since. 78 funds tracked by Wall St. Rank hold GAIN as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 343,055 shares of Gladstone Investment Corp worth $4.54M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 9,596 Gladstone Investment Corp shares in Q4 2019, an estimated $130K.
  • Gladstone Investment Corp made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #519 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Gladstone Investment Corp in Q2 2014 and has held it in 23 quarters since.
  • 78 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.