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Gladstone Investment Corp

59 hedge funds and large institutions have $46.7M invested in Gladstone Investment Corp in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

5% more funds holding

Funds holding: 5659 (+3)

16% less capital invested

Capital invested by funds: $55.8M → $46.7M (-$9.1M)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
14
Reduced
20
Closed
6
Calls
Puts
$1K
Net Calls
-$1K
Net Calls Change
+$75K
Name Holding Trade Value Shares
Change
Change in
Stake
VBA
1
Van Berkom & Associates
Quebec, Canada
$12.7M -$4.72M -668,076 -27%
AAM
2
Advisors Asset Management
Colorado
$6.58M -$514K -72,798 -7%
UBS Group
3
UBS Group
Switzerland
$3.86M +$109K +15,355 +3%
LSV Asset Management
4
LSV Asset Management
Illinois
$3.4M -$170K -24,100 -5%
DC
5
Davenport & Co
Virginia
$2.63M -$139K -19,696 -5%
OA
6
Outfitter Advisors
Virginia
$1.74M -$14.8K -2,100 -0.8%
Morgan Stanley
7
Morgan Stanley
New York
$1.54M +$270K +38,222 +21%
CAS
8
Cue Advisory Services
Arizona
$1.44M -$21.2K -3,000 -1%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.16M -$73.5K -10,405 -6%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.07M +$153K +21,708 +17%
CIM
11
Confluence Investment Management
Missouri
$1M -$41K -5,800 -4%
BG
12
BlackRock Group
United Kingdom
$995K +$65.6K +9,284 +7%
VanEck Associates
13
VanEck Associates
New York
$799K -$2.71K -383 -0.3%
Two Sigma Investments
14
Two Sigma Investments
New York
$787K -$97.7K -13,828 -11%
WCM
15
Wedge Capital Management
North Carolina
$681K
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$576K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$548K +$33.7K +4,771 +7%
IAM
18
ICM Asset Management
Washington
$506K -$72.5K -10,265 -12%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$437K +$301K +42,599 +216%
Legal & General Group
20
Legal & General Group
United Kingdom
$418K +$98.4K +13,921 +30%
Wells Fargo
21
Wells Fargo
California
$277K +$6.84K +968 +3%
DC
22
Deere & Company
Illinois
$259K
ACS
23
Archford Capital Strategies
Illinois
$257K -$42.4K -6,000 -14%
Creative Planning
24
Creative Planning
Kansas
$253K
LPL Financial
25
LPL Financial
California
$246K +$18.4K +2,611 +8%

GAIN Hedge Fund Activity: Q1 2016 in Review

59 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2016, worth a combined $46.7M — down 16% from $55.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GAIN positions and 6 closed out — a net gain of 4 holders — while 14 added to existing stakes and 20 trimmed.

The largest buyer was D.E. Shaw & Co, adding an estimated $301K. The largest seller was Van Berkom & Associates, cutting an estimated $4.72M.

  • 59 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2016, up from 56 in Q4 2015.
  • Funds reported $46.7M of Gladstone Investment Corp stock for Q1 2016, down 16% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q1 2016 and 6 closed out, a net change of +4 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2016 was D.E. Shaw & Co, an estimated $301K added.
  • The largest Gladstone Investment Corp seller in Q1 2016 was Van Berkom & Associates, an estimated $4.72M sold.

Based on aggregated 13F filings for Q1 2016.