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Gladstone Investment Corp
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Overview Fund Activity

59 hedge funds and large institutions have $46.7M invested in Gladstone Investment Corp in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
20
Closed
6
Calls
–
Puts
$1K
Net Calls
-$1K
Net Calls Change
+$75K

Top Buyers

1
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$437K
2
Morgan Stanley
2
Morgan Stanley
New York
$1.54M
3
Millennium Management
3
Millennium Management
New York
$238K
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$221K
5
DTL
5
Dynamic Technology Lab
Singapore
$191K

Top Sellers

1
VBA
1
Van Berkom & Associates
Quebec, Canada
$12.7M
2
HIM
2
Hillsdale Investment Management
Ontario, Canada
$0
3
AAM
3
Advisors Asset Management
Colorado
$6.58M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
LSV Asset Management
5
LSV Asset Management
Illinois
$3.4M
Name Market Value Shares Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$12.7M 1,813,282 -668,076 -27%
AAM
2
Advisors Asset Management
Colorado
$6.58M 936,612 -72,798 -7%
UBS Group
3
UBS Group
Switzerland
$3.86M 549,901 +15,355 +3%
LSV Asset Management
4
LSV Asset Management
Illinois
$3.4M 484,416 -24,100 -5%
DC
5
Davenport & Co
Virginia
$2.63M 374,701 -19,696 -5%
OA
6
Outfitter Advisors
Virginia
$1.74M 248,365 -2,100 -0.8%
Morgan Stanley
7
Morgan Stanley
New York
$1.54M 219,684 +38,222 +21%
CAS
8
Cue Advisory Services
Arizona
$1.44M 205,370 -3,000 -1%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.16M 165,621 -10,405 -6%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.07M 152,697 +21,708 +17%
CIM
11
Confluence Investment Management
Missouri
$1M 142,533 -5,800 -4%
BG
12
BlackRock Group
United Kingdom
$995K 141,727 +9,284 +7%
VanEck Associates
13
VanEck Associates
New York
$799K 113,834 -383 -0.3%
Two Sigma Investments
14
Two Sigma Investments
New York
$787K 112,137 -13,828 -11%
WCM
15
Wedge Capital Management
North Carolina
$681K 97,000 – –
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$576K 82,000 – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$548K 78,059 +4,771 +7%
IAM
18
ICM Asset Management
Washington
$506K 72,065 -10,265 -12%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$437K 62,296 +42,599 +216%
Legal & General Group
20
Legal & General Group
United Kingdom
$418K 59,764 +13,921 +30%
Wells Fargo
21
Wells Fargo
California
$277K 39,527 +968 +3%
DC
22
Deere & Company
Illinois
$259K 36,925 – –
ACS
23
Archford Capital Strategies
Illinois
$257K 36,679 -6,000 -14%
Creative Planning
24
Creative Planning
Kansas
$253K 36,000 – –
LPL Financial
25
LPL Financial
California
$246K 35,301 +2,611 +8%
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