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Gladstone Investment Corp
GAIN

Overview Fund Activity

62 hedge funds and large institutions have $55.2M invested in Gladstone Investment Corp in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
22
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$2.25M
2
UBS Group
UBS Group
Switzerland
+$1.22M
3
AIM
Advantage Investment Management
Iowa
+$1.1M
4
AAM
Advisors Asset Management
Colorado
+$491K
5
VanEck Associates
VanEck Associates
New York
+$472K

Top Sellers

1
AG
Algert Global
California
-$1.57M
2
HIM
Hillsdale Investment Management
Ontario, Canada
-$527K
3
Morgan Stanley
Morgan Stanley
New York
-$516K
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$488K
5
Two Sigma Investments
Two Sigma Investments
New York
-$189K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$7.21M +$491K +54,169 +7%
UBS Group
2
UBS Group
Switzerland
$6.77M +$1.22M +134,165 +22%
LSV Asset Management
3
LSV Asset Management
Illinois
$4.5M +$227K +24,983 +5%
Morgan Stanley
4
Morgan Stanley
New York
$3.23M -$516K -56,838 -14%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.94M +$98.2K +10,830 +3%
DC
6
Davenport & Co
Virginia
$2.56M -$56.4K -6,666 -2%
BlackRock
7
BlackRock
New York
$2.25M +$2.25M +248,448 New
OA
8
Outfitter Advisors
Virginia
$2.21M -$11.8K -1,300 -0.5%
VanEck Associates
9
VanEck Associates
New York
$2.1M +$472K +52,066 +29%
CAS
10
Cue Advisory Services
Arizona
$1.98M -$10.9K -1,200 -0.5%
Two Sigma Investments
11
Two Sigma Investments
New York
$1.84M -$189K -20,796 -9%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.53M +$70K +7,711 +5%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.51M -$34.5K -3,806 -2%
CIM
14
Confluence Investment Management
Missouri
$1.29M – – –
GCP
15
GSA Capital Partners
United Kingdom
$1.28M +$443K +48,804 +53%
NFA
16
Nuveen Fund Advisors
Illinois
$1.21M +$27.8K +3,063 +2%
AIM
17
Advantage Investment Management
Iowa
$1.1M +$1.1M +121,446 New
WCM
18
Wedge Capital Management
North Carolina
$880K – – –
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$744K – – –
Millennium Management
20
Millennium Management
New York
$725K +$72.9K +8,039 +11%
Legal & General Group
21
Legal & General Group
United Kingdom
$651K +$62.4K +6,884 +11%
CWM
22
Cornerstone Wealth Management
Missouri
$639K -$13.4K -1,505 -2%
IAM
23
ICM Asset Management
Washington
$566K -$34.6K -3,815 -6%
LPL Financial
24
LPL Financial
California
$532K +$135K +14,938 +34%
VKH
25
Virtu KCG Holdings
New York
$407K +$407K +44,897 New
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