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Gladstone Investment Corp

62 hedge funds and large institutions have $55.2M invested in Gladstone Investment Corp in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 18

10% more capital invested

Capital invested by funds: $50.3M → $55.2M (+$4.89M)

0.54% more ownership

Funds ownership: 19.63%20.17% (+0.54%)

6% less funds holding

Funds holding: 6662 (-4)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
22
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$7.21M +$482K +54,169 +7%
UBS Group
2
UBS Group
Switzerland
$6.77M +$1.19M +134,165 +22%
LSV Asset Management
3
LSV Asset Management
Illinois
$4.5M +$223K +24,983 +5%
Morgan Stanley
4
Morgan Stanley
New York
$3.23M -$506K -56,838 -14%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.94M +$96.5K +10,830 +3%
DC
6
Davenport & Co
Virginia
$2.56M -$59.4K -6,666 -2%
BlackRock
7
BlackRock
New York
$2.25M +$2.21M +248,448 New
OA
8
Outfitter Advisors
Virginia
$2.21M -$11.6K -1,300 -0.5%
VanEck Associates
9
VanEck Associates
New York
$2.1M +$464K +52,066 +29%
CAS
10
Cue Advisory Services
Arizona
$1.98M -$10.7K -1,200 -0.5%
Two Sigma Investments
11
Two Sigma Investments
New York
$1.84M -$185K -20,796 -9%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.53M +$68.7K +7,711 +5%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.51M -$33.9K -3,806 -2%
CIM
14
Confluence Investment Management
Missouri
$1.29M
GCP
15
GSA Capital Partners
United Kingdom
$1.27M +$435K +48,804 +53%
NFA
16
Nuveen Fund Advisors
Illinois
$1.21M +$27.3K +3,063 +2%
AIM
17
Advantage Investment Management
Iowa
$1.1M +$1.08M +121,446 New
WCM
18
Wedge Capital Management
North Carolina
$880K
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$744K
Millennium Management
20
Millennium Management
New York
$725K +$71.6K +8,039 +11%
Legal & General Group
21
Legal & General Group
United Kingdom
$651K +$61.3K +6,884 +11%
CWM
22
Cornerstone Wealth Management
Missouri
$639K -$13.4K -1,505 -2%
IAM
23
ICM Asset Management
Washington
$566K -$34K -3,815 -6%
LPL Financial
24
LPL Financial
California
$532K +$133K +14,938 +34%
VKH
25
Virtu KCG Holdings
New York
$407K +$400K +44,897 New

GAIN Hedge Fund Activity: Q1 2017 in Review

62 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2017, worth a combined $55.2M — up 9.7% from $50.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GAIN and 7 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 22 added.

The largest buyer was BlackRock, opening a new position worth an estimated $2.21M. The largest seller was Algert Global, exiting entirely with an estimated $1.57M sold.

  • 62 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2017, down from 66 in Q4 2016.
  • Funds reported $55.2M of Gladstone Investment Corp stock for Q1 2017, up 9.7% quarter-over-quarter.
  • 7 funds opened new Gladstone Investment Corp positions in Q1 2017 and 9 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2017 was BlackRock, an estimated $2.21M added.
  • The largest Gladstone Investment Corp seller in Q1 2017 was Algert Global, an estimated $1.57M sold.

Based on aggregated 13F filings for Q1 2017.