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Gladstone Investment Corp
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Overview Fund Activity

55 hedge funds and large institutions have $54.8M invested in Gladstone Investment Corp in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
55
Holders Change
–
Holders Change %
0%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
14
Reduced
22
Closed
7
Calls
–
Puts
$75K
Net Calls
-$75K
Net Calls Change
-$75K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$9.34M
2
VBA
2
Van Berkom & Associates
Quebec, Canada
$17.5M
3
HCS
3
Harvest Capital Strategies
California
$298K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$369K
5
Deutsche Bank
5
Deutsche Bank
Germany
$191K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$210K
2
CIM
2
Confluence Investment Management
Missouri
$1.32M
3
UBS Group
3
UBS Group
Switzerland
$3.73M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
Millennium Management
5
Millennium Management
New York
$444K
Name Market Value Shares Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$17.5M 2,489,828 +59,060 +2%
AAM
2
Advisors Asset Management
Colorado
$9.34M 1,326,867 +68,881 +5%
UBS Group
3
UBS Group
Switzerland
$3.73M 529,358 -83,798 -14%
LSV Asset Management
4
LSV Asset Management
Illinois
$3.57M 506,716 – –
DC
5
Davenport & Co
Virginia
$2.96M 420,146 -3,990 -0.9%
OA
6
Outfitter Advisors
Virginia
$1.77M 251,065 +4,000 +2%
CAS
7
Cue Advisory Services
Arizona
$1.5M 213,370 -5,000 -2%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.4M 196,918 -1,208 -0.6%
CIM
9
Confluence Investment Management
Missouri
$1.32M 187,996 -95,315 -34%
Morgan Stanley
10
Morgan Stanley
New York
$1.19M 168,678 -16,981 -9%
Two Sigma Investments
11
Two Sigma Investments
New York
$1.03M 146,744 -8,119 -5%
BG
12
BlackRock Group
United Kingdom
$991K 140,812 +5,611 +4%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$950K 134,921 -10,850 -7%
VanEck Associates
14
VanEck Associates
New York
$851K 120,851 +19,000 +19%
WCM
15
Wedge Capital Management
North Carolina
$737K 104,700 -12,900 -11%
HIM
16
Hillsdale Investment Management
Ontario, Canada
$624K 88,600 -12,400 -12%
IAM
17
ICM Asset Management
Washington
$561K 79,620 +835 +1%
Millennium Management
18
Millennium Management
New York
$444K 63,000 -41,471 -40%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$428K 60,856 -10,900 -15%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$369K 52,423 +41,963 +401%
Goldman Sachs
21
Goldman Sachs
New York
$315K 44,773 -1,027 -2%
HCS
22
Harvest Capital Strategies
California
$298K 42,299 +42,299 New
Legal & General Group
23
Legal & General Group
United Kingdom
$275K 39,092 +4,233 +12%
DC
24
Deere & Company
Illinois
$260K 36,925 – –
Creative Planning
25
Creative Planning
Kansas
$253K 36,000 -1,806 -5%
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