Gladstone Investment Corp
GAIN
75 hedge funds and large institutions have $43.5M invested in Gladstone Investment Corp in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.
229% more call options, than puts
Call options by funds: $744K | Put options by funds: $226K
100% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 7
17% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 23
17% more capital invested
Capital invested by funds: $37.1M → $43.5M (+$6.32M)
10% more funds holding
Funds holding: 68 → 75 (+7)
0.68% more ownership
Funds ownership: 12.28% → 12.97% (+0.68%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VanEck Associates
New York
|
+$623K |
| 2 |
D.E. Shaw & Co
New York
|
+$463K |
| 3 |
Tudor Investment Corp
Stamford,
Connecticut
|
+$158K |
| 4 |
Millennium Management
New York
|
+$112K |
| 5 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$110K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$428K |
| 2 |
Two Sigma Advisers
New York
|
-$334K |
| 3 |
SSA
Schonfeld Strategic Advisors
New York
|
-$222K |
| 4 |
Morgan Stanley
New York
|
-$201K |
| 5 |
SWP
Stratos Wealth Partners
Beachwood,
Ohio
|
-$200K |
GAIN Hedge Fund Activity: Q4 2020 in Review
75 of the 5,676 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2020, worth a combined $43.5M — up 17% from $37.1M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new GAIN positions and 7 closed out — a net gain of 7 holders — while 27 added to existing stakes and 23 trimmed.
The largest buyer was VanEck Associates, adding an estimated $623K. The largest seller was UBS Group, cutting an estimated $428K.
- 75 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2020, up from 68 in Q3 2020.
- Funds reported $43.5M of Gladstone Investment Corp stock for Q4 2020, up 17% quarter-over-quarter.
- 14 funds opened new Gladstone Investment Corp positions in Q4 2020 and 7 closed out, a net change of +7 holders.
- The largest Gladstone Investment Corp buyer in Q4 2020 was VanEck Associates, an estimated $623K added.
- The largest Gladstone Investment Corp seller in Q4 2020 was UBS Group, an estimated $428K sold.
Based on aggregated 13F filings for Q4 2020.