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Gladstone Investment Corp

84 hedge funds and large institutions have $63.2M invested in Gladstone Investment Corp in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

256% more call options, than puts

Call options by funds: $1.15M | Put options by funds: $324K

183% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 12

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

28% more capital invested

Capital invested by funds: $49.6M → $63.2M (+$13.7M)

9% more funds holding

Funds holding: 7784 (+7)

2.43% more ownership

Funds ownership: 12.33%14.77% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
84
Holders Change
+7
Holders Change %
+9.09%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
34
Reduced
12
Closed
11
Calls
$1.15M
Puts
$324K
Net Calls
+$828K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
1
Millennium Management
New York
$6.32M +$5.37M +407,451 +496%
VanEck Associates
2
VanEck Associates
New York
$5.81M +$170K +12,859 +3%
AAM
3
Advisors Asset Management
Colorado
$3.76M -$140K -10,624 -4%
BlackRock
4
BlackRock
New York
$3.45M +$94.9K +7,196 +3%
DC
5
Davenport & Co
Virginia
$3.03M -$86.9K -6,587 -3%
OF
6
Outfitter Financial
Maine
$2.86M -$6.59K -500 -0.2%
Legal & General Group
7
Legal & General Group
United Kingdom
$2.81M +$54.9K +4,166 +2%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.5M +$63.9K +4,842 +3%
Two Sigma Investments
9
Two Sigma Investments
New York
$2.41M +$510K +38,665 +26%
LPL Financial
10
LPL Financial
California
$2.38M +$360K +27,277 +17%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$2.37M +$603K +45,700 +33%
William Blair & Company
12
William Blair & Company
Illinois
$2.03M +$24K +1,818 +1%
PA
13
PFG Advisors
Arizona
$1.7M -$63.3K -4,800 -4%
Citadel Advisors
14
Citadel Advisors
Florida
$1.68M +$948K +71,854 +123%
Morgan Stanley
15
Morgan Stanley
New York
$1.51M +$130K +9,884 +9%
AUB
16
Atlantic Union Bankshares
Virginia
$1.5M
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.33M
CAM
18
Concorde Asset Management
Michigan
$1.19M +$566K +42,924 +87%
IAIM
19
International Assets Investment Management
Florida
$1.08M +$119K +9,045 +12%
LCWP
20
Legacy Capital Wealth Partners
Arkansas
$1.06M +$154K +11,688 +17%
ADMI
21
Albert D. Mason Inc
Massachusetts
$888K +$1.01K +77 +0.1%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$658K +$26.9K +2,042 +4%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$635K +$499K +37,819 +333%
Marshall Wace
24
Marshall Wace
United Kingdom
$611K +$52.4K +3,972 +9%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$560K +$30.5K +2,314 +6%

GAIN Hedge Fund Activity: Q4 2022 in Review

84 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2022, worth a combined $63.2M — up 28% from $49.6M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new GAIN positions and 11 closed out — a net gain of 8 holders — while 34 added to existing stakes and 12 trimmed.

The largest buyer was Millennium Management, adding an estimated $5.37M. The largest seller was Claraphi Advisory Network, exiting entirely with an estimated $224K sold.

  • 84 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2022, up from 77 in Q3 2022.
  • Funds reported $63.2M of Gladstone Investment Corp stock for Q4 2022, up 28% quarter-over-quarter.
  • 19 funds opened new Gladstone Investment Corp positions in Q4 2022 and 11 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2022 was Millennium Management, an estimated $5.37M added.
  • The largest Gladstone Investment Corp seller in Q4 2022 was Claraphi Advisory Network, an estimated $224K sold.

Based on aggregated 13F filings for Q4 2022.