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Gladstone Investment Corp
GAIN

Overview Fund Activity

65 hedge funds and large institutions have $63.5M invested in Gladstone Investment Corp in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-1
Holders Change %
-1.52%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
21
Reduced
21
Closed
11
Calls
$3.68M
Puts
$238K
Net Calls
+$3.45M
Net Calls Change
+$3.31M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$818K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$678K
3
LPL Financial
LPL Financial
California
+$601K
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$453K
5
SWM
Stockman Wealth Management
Montana
+$269K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.03M
2
DC
Davenport & Co
Virginia
-$825K
3
UBS Group
UBS Group
Switzerland
-$611K
4
Morgan Stanley
Morgan Stanley
New York
-$607K
5
IAM
ICM Asset Management
Washington
-$582K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$6.16M -$1.03M -92,187 -14%
LSV Asset Management
2
LSV Asset Management
Illinois
$5.52M – – –
UBS Group
3
UBS Group
Switzerland
$4.3M -$611K -54,732 -12%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$4.06M – – –
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.02M +$20.4K +1,825 +0.5%
Morgan Stanley
6
Morgan Stanley
New York
$3.01M -$607K -54,358 -17%
DC
7
Davenport & Co
Virginia
$2.95M -$825K -73,888 -22%
VanEck Associates
8
VanEck Associates
New York
$2.81M +$46.6K +4,175 +2%
OA
9
Outfitter Advisors
Virginia
$2.79M +$75.3K +6,750 +3%
CAS
10
Cue Advisory Services
Arizona
$2.36M -$27.9K -2,500 -1%
BlackRock
11
BlackRock
New York
$2.33M +$191K +17,156 +9%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2M -$67.7K -6,067 -3%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.95M -$135K -12,100 -6%
AIM
14
Advantage Investment Management
Iowa
$1.54M +$11.8K +1,061 +0.8%
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$1.37M +$453K +40,600 +50%
GCP
16
GSA Capital Partners
United Kingdom
$1.36M -$478K -42,800 -26%
Two Sigma Investments
17
Two Sigma Investments
New York
$1.32M -$231K -20,727 -15%
Millennium Management
18
Millennium Management
New York
$1.18M +$818K +73,303 +228%
Legal & General Group
19
Legal & General Group
United Kingdom
$1.1M +$69.1K +6,193 +7%
WCM
20
Wedge Capital Management
North Carolina
$1.08M – – –
William Blair & Company
21
William Blair & Company
Illinois
$843K +$60.7K +5,437 +8%
LPL Financial
22
LPL Financial
California
$774K +$601K +53,856 +348%
NFA
23
Nuveen Fund Advisors
Illinois
$719K -$303K -27,150 -30%
Arrowstreet Capital
24
Arrowstreet Capital
Massachusetts
$678K +$678K +60,794 New
GAMC
25
Garner Asset Management Corp
Texas
$619K -$5.55K -497 -0.9%
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