Arrowstreet Capital’s Gladstone Investment Corp GAIN Stock Holding History

Arrowstreet Capital’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-33,607	Closed	-$484K	–	1684
2021 Q2	$484K	Buy	+33,607	New	+$469K	﹤0.01%	1693
2020 Q3	–	Sell	-115,278	Closed	-$1.18M	–	2391
2020 Q2	$1.18M	Sell	115,278 -85,740	-43%	-$880K	﹤0.01%	1701
2020 Q1	$1.58M	Sell	201,018 -110,789	-36%	-$1.32M	﹤0.01%	1145
2019 Q4	$4.13M	Buy	+311,807	New	+$4.22M	0.01%	916
2019 Q3	–	Sell	-41,311	Closed	-$464K	–	1599
2019 Q2	$464K	Buy	41,311 +8,211	+25%	+$97.5K	﹤0.01%	1199
2019 Q1	$384K	Buy	+33,100	New	+$372K	﹤0.01%	1549
2018 Q4	–	Sell	-150,650	Closed	-$1.72M	–	1390
2018 Q3	$1.72M	Buy	+150,650	New	+$1.78M	﹤0.01%	705
2018 Q1	–	Sell	-60,794	Closed	-$678K	–	1194
2017 Q4	$678K	Buy	+60,794	New	+$644K	﹤0.01%	1025

Other funds holding GAIN

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Outfitter Financial Brunswick, Maine $129M AUM 25.5% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

LCWP

Legacy Capital Wealth Partners Little Rock, Arkansas $485M AUM 21.24% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Arrowstreet Capital's GAIN Position: Q3 2021 in Review

Arrowstreet Capital sold out of Gladstone Investment Corp (GAIN) in Q3 2021, closing a stake of 33,607 shares — an estimated $484K sold.

Arrowstreet Capital first reported a position in GAIN in Q4 2017 and held it in 8 quarters. The position peaked at $4.13M in Q4 2019. 72 funds tracked by Wall St. Rank hold GAIN as of Q3 2021.

Arrowstreet Capital reported no remaining Gladstone Investment Corp position as of Q3 2021 after selling out during the quarter.
Arrowstreet Capital sold 33,607 Gladstone Investment Corp shares in Q3 2021, an estimated $484K.
Arrowstreet Capital first reported a position in Gladstone Investment Corp in Q4 2017 and held it in 8 quarters.
Arrowstreet Capital's Gladstone Investment Corp position peaked at $4.13M in Q4 2019.
72 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2021.

Based on Arrowstreet Capital's 13F filing for Q3 2021, filed 12 Nov 2021.