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Gladstone Investment Corp

71 hedge funds and large institutions have $41.1M invested in Gladstone Investment Corp in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
17
Increased
21
Reduced
23
Closed
17
Calls
$575K
Puts
$117K
Net Calls
+$458K
Net Calls Change
-$386K
Name Holding Trade Value Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$5.72M +$1.29M +138,718 +29%
AAM
2
Advisors Asset Management
Colorado
$3.72M -$389K -41,773 -9%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$3.39M +$52.5K +5,628 +2%
DC
4
Davenport & Co
Virginia
$2.86M +$548K +58,827 +24%
VanEck Associates
5
VanEck Associates
New York
$2.46M -$64.8K -6,957 -3%
PA
6
PFG Advisors
Arizona
$2.42M +$2.42M +202,635 New
AM
7
Ares Management
California
$1.72M +$1.72M +184,769 New
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.55M -$95.2K -10,217 -6%
BlackRock
9
BlackRock
New York
$1.41M -$59.7K -6,400 -4%
Legal & General Group
10
Legal & General Group
United Kingdom
$1.38M +$195K +20,863 +16%
GSM
11
Global Strategic Management
Puerto Rico
$1.26M +$1.26M +134,496 New
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.21M -$309K -33,174 -20%
Invesco
13
Invesco
Georgia
$1.13M +$491K +52,659 +77%
William Blair & Company
14
William Blair & Company
Illinois
$1.02M +$166K +17,802 +19%
Morgan Stanley
15
Morgan Stanley
New York
$857K -$179K -19,165 -17%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$784K -$330K -35,400 -30%
SIS
17
Sound Income Strategies
Florida
$504K -$12.4K -1,327 -2%
CWM
18
Cornerstone Wealth Management
Missouri
$490K -$4.01M -429,623 -89%
GAMC
19
Garner Asset Management Corp
Texas
$470K +$19 +2 +0%
AR
20
Advisory Research
Illinois
$466K -$2.16K -232 -0.5%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$451K +$451K +48,388 New
Millennium Management
22
Millennium Management
New York
$443K -$1.14M -122,675 -72%
SMDAM
23
Sumitomo Mitsui DS Asset Management
Japan
$432K
ACS
24
Archford Capital Strategies
Illinois
$394K -$932 -100 -0.2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$345K -$3.09K -332 -0.9%