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Gladstone Investment Corp

67 hedge funds and large institutions have $68M invested in Gladstone Investment Corp in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

16% less funds holding

Funds holding: 8067 (-13)

26% less capital invested

Capital invested by funds: $92.1M → $68M (-$24.1M)

43% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 30

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $264K

Holders
67
Holders Change
-13
Holders Change %
-16.25%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
17
Closed
30
Calls
Puts
$264K
Net Calls
-$264K
Net Calls Change
-$261K
Name Holding Trade Value Shares
Change
Change in
Stake
VBA
1
Van Berkom & Associates
Quebec, Canada
$16.9M +$162K +20,822 +0.9%
AAM
2
Advisors Asset Management
Colorado
$9.5M +$4.07M +524,559 +69%
U
3
UBS
Switzerland
$4.23M +$787K +101,339 +22%
DC
4
Davenport & Co
Virginia
$4.07M +$53.9K +6,937 +1%
LSV Asset Management
5
LSV Asset Management
Illinois
$3.16M +$912K +117,406 +38%
CIM
6
Confluence Investment Management
Missouri
$2.29M +$187K +24,114 +8%
SFM
7
Systematic Financial Management
New Jersey
$1.78M +$116K +14,960 +7%
Morgan Stanley
8
Morgan Stanley
New York
$1.72M +$78.3K +10,080 +5%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.7M -$14.8K -1,900 -0.8%
Two Sigma Investments
10
Two Sigma Investments
New York
$1.7M +$247K +31,844 +16%
OA
11
Outfitter Advisors
Virginia
$1.68M +$52K +6,700 +3%
Northern Trust
12
Northern Trust
Illinois
$1.59M -$521K -67,068 -24%
Wells Fargo
13
Wells Fargo
California
$1.56M -$479K -61,634 -23%
Millennium Management
14
Millennium Management
New York
$1.52M +$1.5M +193,253 +1,669%
Deutsche Bank
15
Deutsche Bank
Germany
$1.26M +$1.04M +134,522 +376%
BG
16
BlackRock Group
United Kingdom
$1.13M -$69.5K -8,944 -6%
State Street
17
State Street
Massachusetts
$1.06M -$2.24M -288,727 -67%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$960K +$45.6K +5,864 +5%
Goldman Sachs
19
Goldman Sachs
New York
$868K +$431K +55,430 +90%
PP
20
Paloma Partners
Connecticut
$844K +$886K +114,015 New
COPPSERS
21
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$572K +$601K +77,320 New
VFS
22
VSR Financial Services
Kansas
$528K +$11.7K +1,500 +2%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$504K +$529K +68,109 New
CS
24
Credit Suisse
Switzerland
$487K +$352K +45,325 +222%
LP
25
LMR Partners
United Kingdom
$475K +$499K +64,215 New

GAIN Hedge Fund Activity: Q2 2014 in Review

67 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2014, worth a combined $68M — down 26% from $92.1M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of GAIN and 17 opened new positions — a net loss of 13 holders — while 17 trimmed existing stakes and 23 added.

The largest buyer was Advisors Asset Management, adding an estimated $4.07M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $6.14M sold.

  • 67 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2014, down from 80 in Q1 2014.
  • Funds reported $68M of Gladstone Investment Corp stock for Q2 2014, down 26% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q2 2014 and 30 closed out, a net change of -13 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2014 was Advisors Asset Management, an estimated $4.07M added.
  • The largest Gladstone Investment Corp seller in Q2 2014 was BlackRock Fund Advisors, an estimated $6.14M sold.

Based on aggregated 13F filings for Q2 2014.