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Gladstone Investment Corp

77 hedge funds and large institutions have $52.5M invested in Gladstone Investment Corp in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more call options, than puts

Call options by funds: $1.54M | Put options by funds: $425K

0% more funds holding

Funds holding: 7777 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1.44% less ownership

Funds ownership: 13.42%11.98% (-1.4%)

11% less capital invested

Capital invested by funds: $58.9M → $52.5M (-$6.41M)

15% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 27

Holders
77
Holders Change
Holders Change %
0%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
23
Reduced
27
Closed
9
Calls
$1.54M
Puts
$425K
Net Calls
+$1.11M
Net Calls Change
-$467K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$6.79M +$478K +36,331 +8%
Legal & General Group
2
Legal & General Group
United Kingdom
$3.15M +$200K +15,238 +7%
DC
3
Davenport & Co
Virginia
$2.96M -$9.21K -700 -0.3%
OF
4
Outfitter Financial
Maine
$2.84M -$18.4K -1,400 -0.6%
AAM
5
Advisors Asset Management
Colorado
$2.81M -$1.17M -89,170 -29%
LPL Financial
6
LPL Financial
California
$2.49M +$58.3K +4,430 +2%
BlackRock
7
BlackRock
New York
$2.4M -$145K -11,057 -6%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.37M -$166K -12,645 -7%
Two Sigma Investments
9
Two Sigma Investments
New York
$2.21M -$207K -15,750 -9%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$2.12M -$200K -15,200 -9%
William Blair & Company
11
William Blair & Company
Illinois
$2.05M -$21.7K -1,650 -1%
Millennium Management
12
Millennium Management
New York
$1.99M -$3.31M -251,441 -62%
PA
13
PFG Advisors
Arizona
$1.66M -$22.1K -1,680 -1%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.35M
AUB
15
Atlantic Union Bankshares
Virginia
$1.34M -$125K -9,517 -8%
Morgan Stanley
16
Morgan Stanley
New York
$1.14M +$133K +10,105 +13%
IAIM
17
International Assets Investment Management
Florida
$975K
ADMI
18
Albert D. Mason Inc
Massachusetts
$893K +$105 +8 +0%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$847K +$80.1K +6,090 +10%
Citadel Advisors
20
Citadel Advisors
Florida
$701K +$580K +44,074 +455%
Tudor Investment Corp
21
Tudor Investment Corp
Connecticut
$671K +$148K +11,220 +28%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$624K +$17.5K +1,328 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$554K -$29.7K -2,257 -5%
GAMC
24
Garner Asset Management Corp
Texas
$546K -$5.34K -406 -1%
Mackenzie Financial
25
Mackenzie Financial
Ontario, Canada
$528K -$158K -12,008 -23%

GAIN Hedge Fund Activity: Q2 2023 in Review

77 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2023, worth a combined $52.5M — down 11% from $58.9M a quarter earlier.

Fund positioning in GAIN was balanced in Q2 2023: 9 funds opened new positions, 9 closed out, 23 added to existing stakes and 27 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $580K. The largest seller was Millennium Management, cutting an estimated $3.31M.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2023, unchanged from Q1 2023.
  • Funds reported $52.5M of Gladstone Investment Corp stock for Q2 2023, down 11% quarter-over-quarter.
  • 9 funds opened new Gladstone Investment Corp positions in Q2 2023 and 9 closed out, a net change of 0 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2023 was Citadel Advisors, an estimated $580K added.
  • The largest Gladstone Investment Corp seller in Q2 2023 was Millennium Management, an estimated $3.31M sold.

Based on aggregated 13F filings for Q2 2023.