Northern Trust
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Northern Trust’s Gladstone Investment Corp GAIN Stock Holding History

Northern Trust’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-25,342
Closed -$354K – 4455
2025
Q4 		$354K Sell
25,342
-2,097
-8% -$29K ﹤0.01% 3778
2025
Q3 		$379K Buy
27,439
+2,585
+10% +$36.4K ﹤0.01% 3748
2025
Q2 		$355K Buy
24,854
+12,497
+101% +$175K ﹤0.01% 3762
2025
Q1 		$165K Sell
12,357
-14,843
-55% -$199K ﹤0.01% 3994
2024
Q4 		$360K Buy
27,200
+4,945
+22% +$67.5K ﹤0.01% 3770
2024
Q3 		$322K Buy
+22,255
New +$300K ﹤0.01% 3713
2023
Q4 		– Sell
-12,544
Closed -$160K – 4496
2023
Q3 		$160K Buy
12,544
+1,470
+13% +$19.2K ﹤0.01% 3891
2023
Q2 		$144K Buy
+11,074
New +$146K ﹤0.01% 3939
2014
Q3 		– Sell
-215,117
Closed -$1.59M – 4317
2014
Q2 		$1.59M Sell
215,117
-67,068
-24% -$521K ﹤0.01% 3204
2014
Q1 		$2.33M Sell
282,185
-28,482
-9% -$230K ﹤0.01% 3042
2013
Q4 		$2.5M Buy
310,667
+2,552
+0.8% +$18.8K ﹤0.01% 3019
2013
Q3 		$2.17M Sell
308,115
-8,142
-3% -$58.7K ﹤0.01% 3042
2013
Q2 		$2.32M Buy
+316,257
New +$2.31M ﹤0.01% 2892

Other funds holding GAIN

MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PA
PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
OF
Outfitter Financial Brunswick, Maine $129M AUM 25.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Northern Trust's GAIN Position: Q1 2026 in Review

Northern Trust sold out of Gladstone Investment Corp (GAIN) in Q1 2026, closing a stake of 25,342 shares — an estimated $354K sold.

Northern Trust first reported a position in GAIN in Q2 2013 and held it in 13 quarters. The position peaked at $2.5M in Q4 2013. 90 funds tracked by Wall St. Rank hold GAIN as of Q1 2026.

  • Northern Trust reported no remaining Gladstone Investment Corp position as of Q1 2026 after selling out during the quarter.
  • Northern Trust sold 25,342 Gladstone Investment Corp shares in Q1 2026, an estimated $354K.
  • Northern Trust first reported a position in Gladstone Investment Corp in Q2 2013 and held it in 13 quarters.
  • Northern Trust's Gladstone Investment Corp position peaked at $2.5M in Q4 2013.
  • 90 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q1 2026.

Based on Northern Trust's 13F filing for Q1 2026, filed 14 May 2026.