Gladstone Investment Corp
GAIN
52 hedge funds and large institutions have $58.4M invested in Gladstone Investment Corp in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 21 reducing their positions, and 19 closing their positions.
14% less capital invested
Capital invested by funds: $68M → $58.4M (-$9.58M)
14% less repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 21
22% less funds holding
Funds holding: 67 → 52 (-15)
79% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 19
95% less call options, than puts
Call options by funds: $14K | Put options by funds: $302K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$2.1M |
| 2 |
VBA
Van Berkom & Associates
Montreal,
Quebec, Canada
|
+$1.67M |
| 3 |
SFM
Systematic Financial Management
Teaneck,
New Jersey
|
+$484K |
| 4 |
Goldman Sachs
New York
|
+$208K |
| 5 |
Tudor Investment Corp
Stamford,
Connecticut
|
+$155K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
-$1.59M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$1.24M |
| 3 |
Morgan Stanley
New York
|
-$880K |
| 4 |
PP
Paloma Partners
Greenwich,
Connecticut
|
-$844K |
| 5 |
U
UBS
Zurich,
Switzerland
|
-$806K |
GAIN Hedge Fund Activity: Q3 2014 in Review
52 of the 3,455 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2014, worth a combined $58.4M — down 14% from $68M a quarter earlier.
Sellers outnumbered buyers: 19 funds closed out of GAIN and 4 opened new positions — a net loss of 15 holders — while 21 trimmed existing stakes and 18 added.
The largest buyer was Advisors Asset Management, adding an estimated $2.1M. The largest seller was Northern Trust, exiting entirely with an estimated $1.59M sold.
- 52 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2014, down from 67 in Q2 2014.
- Funds reported $58.4M of Gladstone Investment Corp stock for Q3 2014, down 14% quarter-over-quarter.
- 4 funds opened new Gladstone Investment Corp positions in Q3 2014 and 19 closed out, a net change of -15 holders.
- The largest Gladstone Investment Corp buyer in Q3 2014 was Advisors Asset Management, an estimated $2.1M added.
- The largest Gladstone Investment Corp seller in Q3 2014 was Northern Trust, an estimated $1.59M sold.
Based on aggregated 13F filings for Q3 2014.