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Gladstone Investment Corp
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Overview Fund Activity

52 hedge funds and large institutions have $58.4M invested in Gladstone Investment Corp in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 21 reducing their positions, and 19 closing their positions.

Holders
52
Holders Change
-15
Holders Change %
-22.39%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
18
Reduced
21
Closed
19
Calls
$14K
Puts
$302K
Net Calls
-$288K
Net Calls Change
-$24K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$11.1M
2
VBA
2
Van Berkom & Associates
Quebec, Canada
$17.9M
3
SFM
3
Systematic Financial Management
New Jersey
$2.17M
4
Goldman Sachs
4
Goldman Sachs
New York
$1.03M
5
Tudor Investment Corp
5
Tudor Investment Corp
Connecticut
$147K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$35K
3
PP
3
Paloma Partners
Connecticut
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$816K
5
U
5
UBS
Switzerland
$3.3M
Name Market Value Shares Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$17.9M 2,511,108 +223,844 +10%
AAM
2
Advisors Asset Management
Colorado
$11.1M 1,563,973 +280,266 +22%
DC
3
Davenport & Co
Virginia
$3.99M 560,751 +10,568 +2%
U
4
UBS
Switzerland
$3.3M 463,550 -107,772 -19%
LSV Asset Management
5
LSV Asset Management
Illinois
$3.04M 426,906 – –
CIM
6
Confluence Investment Management
Missouri
$2.19M 307,979 -1,114 -0.4%
SFM
7
Systematic Financial Management
New Jersey
$2.17M 305,800 +64,775 +27%
OA
8
Outfitter Advisors
Virginia
$1.73M 243,121 +16,600 +7%
Wells Fargo
9
Wells Fargo
California
$1.3M 182,522 -28,849 -14%
Two Sigma Investments
10
Two Sigma Investments
New York
$1.17M 164,555 -64,547 -28%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$1.09M 152,621 -77,100 -34%
Goldman Sachs
12
Goldman Sachs
New York
$1.03M 145,154 +27,814 +24%
State Street
13
State Street
Massachusetts
$1.03M 144,212 +1,600 +1%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$974K 136,950 +7,269 +6%
BG
15
BlackRock Group
United Kingdom
$938K 131,869 -20,913 -14%
Morgan Stanley
16
Morgan Stanley
New York
$816K 114,635 -117,591 -51%
Millennium Management
17
Millennium Management
New York
$727K 102,218 -102,617 -50%
VanEck Associates
18
VanEck Associates
New York
$437K 61,442 -322 -0.5%
MERSOM
19
Municipal Employees' Retirement System of Michigan
Michigan
$323K 45,400 – –
DC
20
Deere & Company
Illinois
$314K 44,125 – –
NCCM
21
Nine Chapters Capital Management
New Jersey
$311K 43,800 +3,200 +8%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$270K 38,037 -30,072 -44%
DIA
23
Denver Investment Advisors
Colorado
$268K 37,685 +2,128 +6%
Creative Planning
24
Creative Planning
Kansas
$265K 37,205 +4,000 +12%
Legal & General Group
25
Legal & General Group
United Kingdom
$185K 25,971 +5,428 +26%
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