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Gladstone Investment Corp
GAIN

Overview Fund Activity

70 hedge funds and large institutions have $48.7M invested in Gladstone Investment Corp in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
23
Closed
10
Calls
$1.19M
Puts
–
Net Calls
+$1.19M
Net Calls Change
+$734K

Top Buyers

1
Marshall Wace
Marshall Wace
United Kingdom
+$802K
2
Millennium Management
Millennium Management
New York
+$417K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$415K
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$384K
5
DTL
Dynamic Technology Lab
Singapore
+$339K

Top Sellers

1
AM
Ares Management
California
-$1.61M
2
Invesco
Invesco
Georgia
-$1.13M
3
AAM
Advisors Asset Management
Colorado
-$611K
4
PA
PFG Advisors
Arizona
-$468K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$355K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$6.95M -$172K -14,864 -2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$4.43M +$217K +18,699 +5%
AAM
3
Advisors Asset Management
Colorado
$4.02M -$611K -52,696 -13%
DC
4
Davenport & Co
Virginia
$3.78M +$221K +19,050 +6%
VanEck Associates
5
VanEck Associates
New York
$3.24M +$175K +15,098 +6%
PA
6
PFG Advisors
Arizona
$2.07M -$468K -37,391 -18%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.92M -$11.8K -1,015 -0.6%
Legal & General Group
8
Legal & General Group
United Kingdom
$1.89M +$172K +14,782 +10%
BlackRock
9
BlackRock
New York
$1.79M +$41.5K +3,578 +2%
GSM
10
Global Strategic Management
Puerto Rico
$1.55M -$15.9K -1,361 -1%
William Blair & Company
11
William Blair & Company
Illinois
$1.31M +$40.9K +3,527 +3%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$1.3M +$322K +27,800 +33%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.15M -$355K -30,600 -24%
Morgan Stanley
14
Morgan Stanley
New York
$1.1M +$34.8K +2,994 +3%
Millennium Management
15
Millennium Management
New York
$968K +$417K +35,969 +76%
CWM
16
Cornerstone Wealth Management
Missouri
$821K -$18.2K -1,139 -2%
Marshall Wace
17
Marshall Wace
United Kingdom
$802K +$802K +69,130 New
SIS
18
Sound Income Strategies
Florida
$627K +$104 +9 +0%
GAMC
19
Garner Asset Management Corp
Texas
$552K -$32.4K -2,792 -6%
AM
20
Ares Management
California
$538K -$1.61M -138,388 -75%
AR
21
Advisory Research
Illinois
$534K -$46.6K -4,018 -8%
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$492K -$46.7K -4,023 -9%
ACS
23
Archford Capital Strategies
Illinois
$474K -$16K -1,379 -3%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$415K -$14.7K -1,266 -3%
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$415K +$415K +35,803 New
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