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Gladstone Investment Corp

76 hedge funds and large institutions have $65.2M invested in Gladstone Investment Corp in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

361% more call options, than puts

Call options by funds: $2.05M | Put options by funds: $445K

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

9% more funds holding

Funds holding: 7076 (+6)

0.31% more ownership

Funds ownership: 11.86%12.16% (+0.31%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less capital invested

Capital invested by funds: $67.2M → $65.2M (-$2.05M)

4% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 24

Holders
76
Holders Change
+6
Holders Change %
+8.57%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
23
Reduced
24
Closed
4
Calls
$2.05M
Puts
$445K
Net Calls
+$1.61M
Net Calls Change
+$1.05M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$13.2M +$4.45M +283,224 +53%
AAM
2
Advisors Asset Management
Colorado
$4.99M +$253K +16,095 +5%
DC
3
Davenport & Co
Virginia
$4.42M +$84.3K +5,357 +2%
OF
4
Outfitter Financial
Maine
$3.69M -$396K -25,175 -10%
BlackRock
5
BlackRock
New York
$3.27M -$976K -62,053 -23%
Osaic Holdings
6
Osaic Holdings
Arizona
$3.1M -$75K -4,771 -2%
Legal & General Group
7
Legal & General Group
United Kingdom
$2.94M -$147K -9,372 -5%
William Blair & Company
8
William Blair & Company
Illinois
$2.5M +$81.4K +5,175 +3%
PA
9
PFG Advisors
Arizona
$2.27M -$39.3K -2,500 -2%
Morgan Stanley
10
Morgan Stanley
New York
$2.04M +$139K +8,853 +8%
AUB
11
Atlantic Union Bankshares
Virginia
$1.88M -$32.2K -2,050 -2%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.85M -$80.2K -5,100 -4%
LPL Financial
13
LPL Financial
California
$1.8M +$17K +1,080 +1%
Two Sigma Investments
14
Two Sigma Investments
New York
$1.51M -$587K -37,354 -28%
CAM
15
Concorde Asset Management
Michigan
$1.47M +$104K +6,587 +8%
Mackenzie Financial
16
Mackenzie Financial
Ontario, Canada
$1.32M -$238K -15,124 -16%
IAIM
17
International Assets Investment Management
Florida
$1.21M -$25.2K -1,600 -2%
ADMI
18
Albert D. Mason Inc
Massachusetts
$1.13M -$254K -16,179 -19%
LCWP
19
Legacy Capital Wealth Partners
Arkansas
$1.09M -$376K -23,896 -26%
UBS Group
20
UBS Group
Switzerland
$791K +$51.4K +3,265 +7%
GAMC
21
Garner Asset Management Corp
Texas
$665K -$1.54K -98 -0.2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$658K -$4.92K -313 -0.8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$638K -$6.29K -400 -1%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$627K +$21.5K +1,369 +4%
BAM
25
Belpointe Asset Management
Nevada
$576K +$27.2K +1,727 +5%

GAIN Hedge Fund Activity: Q1 2022 in Review

76 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2022, worth a combined $65.2M — down 3% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GAIN positions and 4 closed out — a net gain of 7 holders — while 23 added to existing stakes and 24 trimmed.

The largest buyer was VanEck Associates, adding an estimated $4.45M. The largest seller was BlackRock, cutting an estimated $976K.

  • 76 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2022, up from 70 in Q4 2021.
  • Funds reported $65.2M of Gladstone Investment Corp stock for Q1 2022, down 3% quarter-over-quarter.
  • 11 funds opened new Gladstone Investment Corp positions in Q1 2022 and 4 closed out, a net change of +7 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2022 was VanEck Associates, an estimated $4.45M added.
  • The largest Gladstone Investment Corp seller in Q1 2022 was BlackRock, an estimated $976K sold.

Based on aggregated 13F filings for Q1 2022.