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Gladstone Investment Corp
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Overview Fund Activity

70 hedge funds and large institutions have $53.5M invested in Gladstone Investment Corp in 2016 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
70
Holders Change
+14
Holders Change %
+25%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
24
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.12M
2
AG
2
Algert Global
California
$1.16M
3
AAM
3
Advisors Asset Management
Colorado
$5.86M
4
HIM
4
Hillsdale Investment Management
Ontario, Canada
$1.07M
5
OA
5
Outfitter Advisors
Virginia
$2.19M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.48M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$142K
3
Grantham, Mayo, Van Otterloo & Co (GMO)
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$238K
4
DC
4
Davenport & Co
Virginia
$2.83M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$5.86M 658,627 +120,703 +22%
UBS Group
2
UBS Group
Switzerland
$5.08M 571,407 +34,803 +6%
LSV Asset Management
3
LSV Asset Management
Illinois
$4.31M 484,416 – –
Morgan Stanley
4
Morgan Stanley
New York
$4.12M 463,124 +241,363 +109%
DC
5
Davenport & Co
Virginia
$2.83M 318,274 -57,115 -15%
Two Sigma Investments
6
Two Sigma Investments
New York
$2.24M 252,227 +53,081 +27%
OA
7
Outfitter Advisors
Virginia
$2.19M 246,615 +82,600 +50%
Millennium Management
8
Millennium Management
New York
$2.06M 231,811 +76,800 +50%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$2.03M 227,786 +1,465 +0.6%
CAS
10
Cue Advisory Services
Arizona
$1.89M 212,450 +3,000 +1%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.48M 166,672 -156,274 -48%
BG
12
BlackRock Group
United Kingdom
$1.38M 155,118 -7,261 -4%
CIM
13
Confluence Investment Management
Missouri
$1.27M 142,533 – –
VanEck Associates
14
VanEck Associates
New York
$1.23M 138,683 +9,937 +8%
NFA
15
Nuveen Fund Advisors
Illinois
$1.18M 132,503 +10,436 +9%
AG
16
Algert Global
California
$1.16M 130,098 +130,098 New
HIM
17
Hillsdale Investment Management
Ontario, Canada
$1.07M 120,600 +120,600 New
WCM
18
Wedge Capital Management
North Carolina
$862K 97,000 – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$757K 85,212 +3,648 +4%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$729K 82,000 – –
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$722K 81,152 +21,994 +37%
CWM
22
Cornerstone Wealth Management
Missouri
$683K 76,216 +76,216 New
DTL
23
Dynamic Technology Lab
Singapore
$678K 76,260 +76,260 New
IAM
24
ICM Asset Management
Washington
$635K 71,445 -250 -0.3%
Goldman Sachs
25
Goldman Sachs
New York
$635K 71,453 +53,492 +298%
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