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Gladstone Investment Corp

60 hedge funds and large institutions have $48.3M invested in Gladstone Investment Corp in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% more ownership

Funds ownership: 12.76%13.09% (+0.33%)

1% less capital invested

Capital invested by funds: $48.7M → $48.3M (-$493K)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

14% less funds holding

Funds holding: 7060 (-10)

63% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
60
Holders Change
-10
Holders Change %
-14.29%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
19
Reduced
21
Closed
16
Calls
$1.41M
Puts
Net Calls
+$1.41M
Net Calls Change
+$221K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.37M -$379K -31,901 -5%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.84M -$473K -39,853 -10%
DC
3
Davenport & Co
Virginia
$3.59M -$65.3K -5,500 -2%
AAM
4
Advisors Asset Management
Colorado
$3.5M -$414K -34,855 -10%
VanEck Associates
5
VanEck Associates
New York
$3.46M +$336K +28,326 +10%
VEA
6
Virtus ETF Advisers
New York
$2.63M +$2.78M +234,181 New
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.87M +$11.4K +960 +0.6%
PA
8
PFG Advisors
Arizona
$1.84M -$29.7K -2,500 -2%
Legal & General Group
9
Legal & General Group
United Kingdom
$1.84M
AUB
10
Atlantic Union Bankshares
Virginia
$1.78M +$1.89M +158,875 New
BlackRock
11
BlackRock
New York
$1.64M -$98.6K -8,310 -5%
Morgan Stanley
12
Morgan Stanley
New York
$1.34M +$292K +24,625 +26%
GSM
13
Global Strategic Management
Puerto Rico
$1.33M -$172K -14,462 -11%
William Blair & Company
14
William Blair & Company
Illinois
$1.3M +$27.9K +2,350 +2%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.04M +$784K +66,066 +251%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$922K -$354K -29,800 -27%
Two Sigma Advisers
17
Two Sigma Advisers
New York
$902K -$220K -18,500 -19%
Two Sigma Investments
18
Two Sigma Investments
New York
$810K +$857K +72,157 New
CWM
19
Cornerstone Wealth Management
Missouri
$577K +$926 +78 +0.2%
Bank of America
20
Bank of America
North Carolina
$527K +$543K +45,752 +3,877%
GAMC
21
Garner Asset Management Corp
Texas
$512K -$23.7K -1,997 -4%
WS
22
Wedbush Securities
California
$489K +$259K +21,845 +101%
Arrowstreet Capital
23
Arrowstreet Capital
Massachusetts
$464K +$97.5K +8,211 +25%
ACS
24
Archford Capital Strategies
Illinois
$459K
AR
25
Advisory Research
Illinois
$423K -$98.9K -8,332 -18%

GAIN Hedge Fund Activity: Q2 2019 in Review

60 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2019, worth a combined $48.3M — down 1% from $48.7M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of GAIN and 6 opened new positions — a net loss of 10 holders — while 21 trimmed existing stakes and 19 added.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $2.78M. The largest seller was Millennium Management, cutting an estimated $855K.

  • 60 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2019, down from 70 in Q1 2019.
  • Funds reported $48.3M of Gladstone Investment Corp stock for Q2 2019, down 1% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q2 2019 and 16 closed out, a net change of -10 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2019 was Virtus ETF Advisers, an estimated $2.78M added.
  • The largest Gladstone Investment Corp seller in Q2 2019 was Millennium Management, an estimated $855K sold.

Based on aggregated 13F filings for Q2 2019.