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Gladstone Investment Corp

68 hedge funds and large institutions have $56M invested in Gladstone Investment Corp in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25,217% more call options, than puts

Call options by funds: $1.52M | Put options by funds: $6K

271% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 7

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

16% more capital invested

Capital invested by funds: $48.3M → $56M (+$7.79M)

13% more funds holding

Funds holding: 6068 (+8)

0.84% more ownership

Funds ownership: 13.09%13.93% (+0.84%)

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
26
Reduced
7
Closed
9
Calls
$1.52M
Puts
$6K
Net Calls
+$1.51M
Net Calls Change
+$100K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.79M -$193K -16,604 -3%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$4.12M -$102K -8,757 -3%
AAM
3
Advisors Asset Management
Colorado
$3.99M +$140K +12,018 +4%
VanEck Associates
4
VanEck Associates
New York
$3.9M +$94.3K +8,096 +3%
DC
5
Davenport & Co
Virginia
$3.59M
VEA
6
Virtus ETF Advisers
New York
$3.32M +$409K +35,096 +15%
BlackRock
7
BlackRock
New York
$2.13M +$302K +25,930 +18%
PA
8
PFG Advisors
Arizona
$2.04M +$32K +2,751 +2%
Legal & General Group
9
Legal & General Group
United Kingdom
$2.02M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.99M -$63.4K -5,448 -3%
AUB
11
Atlantic Union Bankshares
Virginia
$1.97M +$4.66K +400 +0.3%
Morgan Stanley
12
Morgan Stanley
New York
$1.67M +$183K +15,727 +13%
GSM
13
Global Strategic Management
Puerto Rico
$1.66M +$182K +15,636 +13%
William Blair & Company
14
William Blair & Company
Illinois
$1.56M +$129K +11,110 +10%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.46M +$534K +45,881 +64%
Two Sigma Advisers
16
Two Sigma Advisers
New York
$1.19M +$189K +16,200 +20%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.14M +$120K +10,300 +13%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.12M -$18.5K -1,588 -2%
Invesco
19
Invesco
Georgia
$1.04M +$978K +83,992 New
Citadel Advisors
20
Citadel Advisors
Florida
$779K +$735K +63,160 New
CWM
21
Cornerstone Wealth Management
Missouri
$635K +$617 +53 +0.1%
WS
22
Wedbush Securities
California
$631K +$88.2K +7,577 +17%
Bank of America
23
Bank of America
North Carolina
$589K +$9.1K +782 +2%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$576K +$146K +12,524 +37%
GAMC
25
Garner Asset Management Corp
Texas
$563K +$35 +3 +0%

GAIN Hedge Fund Activity: Q3 2019 in Review

68 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2019, worth a combined $56M — up 16% from $48.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GAIN positions and 9 closed out — a net gain of 8 holders — while 26 added to existing stakes and 7 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $978K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $464K sold.

  • 68 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2019, up from 60 in Q2 2019.
  • Funds reported $56M of Gladstone Investment Corp stock for Q3 2019, up 16% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q3 2019 and 9 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2019 was Invesco, an estimated $978K added.
  • The largest Gladstone Investment Corp seller in Q3 2019 was Arrowstreet Capital, an estimated $464K sold.

Based on aggregated 13F filings for Q3 2019.