Ares Management’s Gladstone Investment Corp GAIN Stock Holding History

Ares Management’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-46,381	Closed	-$538K	–	58
2019 Q1	$538K	Sell	46,381 -138,388	-75%	-$1.55M	0.03%	40
2018 Q4	$1.72M	Buy	+184,769	New	+$1.86M	0.11%	40

Other funds holding GAIN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AUB

Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return

Ares Management's GAIN Position: Q2 2019 in Review

Ares Management sold out of Gladstone Investment Corp (GAIN) in Q2 2019, closing a stake of 46,381 shares — an estimated $538K sold.

Ares Management first reported a position in GAIN in Q4 2018 and held it in 2 quarters. The position peaked at $1.72M in Q4 2018. 60 funds tracked by Wall St. Rank hold GAIN as of Q2 2019.

Ares Management reported no remaining Gladstone Investment Corp position as of Q2 2019 after selling out during the quarter.
Ares Management sold 46,381 Gladstone Investment Corp shares in Q2 2019, an estimated $538K.
Ares Management first reported a position in Gladstone Investment Corp in Q4 2018 and held it in 2 quarters.
Ares Management's Gladstone Investment Corp position peaked at $1.72M in Q4 2018.
60 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q2 2019.

Based on Ares Management's 13F filing for Q2 2019, filed 14 Aug 2019.