Parametric Portfolio Associates’s Gladstone Investment Corp GAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-14,180	Closed	-$145K	–	3945
2020 Q2	$145K	Sell	14,180 -4,830	-25%	-$49.6K	﹤0.01%	3708
2020 Q1	$149K	Sell	19,010 -11,863	-38%	-$141K	﹤0.01%	3631
2019 Q4	$409K	Buy	30,873 +12,347	+67%	+$167K	﹤0.01%	3437
2019 Q3	$229K	Hold	18,526	–	–	﹤0.01%	3651
2019 Q2	$208K	Sell	18,526 -137	-0.7%	-$1.63K	﹤0.01%	3731
2019 Q1	$216K	Buy	18,663 +131	+0.7%	+$1.47K	﹤0.01%	3692
2018 Q4	$173K	Sell	18,532 -145	-0.8%	-$1.46K	﹤0.01%	3686
2018 Q3	$213K	Sell	18,677 -9	-0%	-$106	﹤0.01%	3734
2018 Q2	$220K	Hold	18,686	–	–	﹤0.01%	3672
2018 Q1	$189K	Sell	18,686 -6	-0%	-$63	﹤0.01%	3772
2017 Q4	$209K	Sell	18,692 -31	-0.2%	-$328	﹤0.01%	3737
2017 Q3	$178K	Sell	18,723 -4	-0%	-$38	﹤0.01%	3883
2017 Q2	$176K	Buy	18,727 +148	+0.8%	+$1.38K	﹤0.01%	3849
2017 Q1	$169K	Buy	18,579 +7	+0%	+$62	﹤0.01%	3629
2016 Q4	$157K	Buy	18,572 +6	+0%	+$50	﹤0.01%	3644
2016 Q3	$165K	Buy	18,566 +8	+0%	+$67	﹤0.01%	3617
2016 Q2	$133K	Sell	18,558 -460	-2%	-$3.21K	﹤0.01%	3691
2016 Q1	$134K	Sell	19,018 -5,086	-21%	-$35.9K	﹤0.01%	3820
2015 Q4	$185K	Sell	24,104 -22	-0.1%	-$166	﹤0.01%	3750
2015 Q3	$170K	Sell	24,126 -19,497	-45%	-$150K	﹤0.01%	3119
2015 Q2	$347K	Sell	43,623 -43,604	-50%	-$332K	﹤0.01%	3484
2015 Q1	$645K	Buy	87,227 +41,838	+92%	+$314K	﹤0.01%	3116
2014 Q4	$318K	Buy	+45,389	New	+$326K	﹤0.01%	3529
2013 Q4	–	Sell	-39,975	Closed	-$282K	–	3824
2013 Q3	$282K	Sell	39,975 -149	-0.4%	-$1.07K	﹤0.01%	3431
2013 Q2	$295K	Buy	+40,124	New	+$293K	﹤0.01%	3283