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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.64T
$59.1M 0.86%
158,398
+1,120
+0.7% +$453K
IWM icon
27
iShares Russell 2000 ETF
IWM
$76.5B
$57.5M 0.83%
191,265
-86
-0% -$24.2K
SPEM icon
28
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
$56.6M 0.82%
1,092,633
-32,006
-3% -$1.64M
IUSB icon
29
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$53.5M 0.78%
1,158,879
-32,973
-3% -$1.52M
IWF icon
30
iShares Russell 1000 Growth ETF
IWF
$123B
$47M 0.68%
378,795
-1,164,925
-75% -$140M
VMBS icon
31
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$45.4M 0.66%
970,465
+13,387
+1% +$626K
MBB icon
32
iShares MBS ETF
MBB
$38.9B
$42M 0.61%
444,758
-21,632
-5% -$2.05M
IJR icon
33
iShares Core S&P Small-Cap ETF
IJR
$106B
$39M 0.57%
262,654
-12,149
-4% -$1.67M
SCHZ icon
34
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$37.4M 0.54%
1,618,956
+409,926
+34% +$9.49M
JMST icon
35
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.43B
$33.8M 0.49%
662,850
-828,499
-56% -$42.2M
QQQM icon
36
Invesco NASDAQ 100 ETF
QQQM
$103B
$33.5M 0.49%
110,441
-1,999
-2% -$566K
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$233B
$32.3M 0.47%
453,208
-8,133
-2% -$567K
PM icon
38
Philip Morris
PM
$299B
$32.2M 0.47%
178,201
+2,783
+2% +$483K
AGG icon
39
iShares Core US Aggregate Bond ETF
AGG
$137B
$31.8M 0.46%
320,830
+10,899
+4% +$1.08M
AMZN icon
40
Amazon
AMZN
$2.65T
$31.4M 0.46%
131,565
+1,884
+1% +$473K
VYMI icon
41
Vanguard International High Dividend Yield ETF
VYMI
$21.6B
$29.4M 0.43%
299,797
-23,747
-7% -$2.35M
SPTI icon
42
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$29.3M 0.43%
1,032,022
-75,495
-7% -$2.15M
MDLZ icon
43
Mondelez International
MDLZ
$79.6B
$29.3M 0.43%
506,441
-6,139
-1% -$370K
PGR icon
44
Progressive
PGR
$126B
$29.2M 0.42%
133,547
-655
-0.5% -$132K
VTI icon
45
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
$28.9M 0.42%
77,998
-3,048
-4% -$1.09M
BDYN
46
iShares Dynamic Equity Active ETF
BDYN
$3.04B
$28.7M 0.42%
1,034,026
-63,906
-6% -$1.71M
DYNF icon
47
BlackRock US Equity Factor Rotation ETF
DYNF
$41B
$26.1M 0.38%
383,502
-48,245
-11% -$3.14M
IVE icon
48
iShares S&P 500 Value ETF
IVE
$49B
$25M 0.36%
110,052
-45,792
-29% -$10.2M
GOOGL icon
49
Alphabet (Google) Class A
GOOGL
$4.19T
$24.7M 0.36%
69,038
+1,060
+2% +$382K
BIL icon
50
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
$24.2M 0.35%
263,609
+39,283
+18% +$3.6M
1
2
3 4 5

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
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JSSH
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.