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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
76
Vanguard Dividend Appreciation ETF
VIG
$110B
$11.8M 0.17%
49,783
+122
+0.2% +$28K
UPS icon
77
United Parcel Service
UPS
$84B
$11.7M 0.17%
108,741
+4,202
+4% +$437K
VCSH icon
78
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.3B
$11.7M 0.17%
147,697
-9,131
-6% -$722K
META icon
79
Meta Platforms (Facebook)
META
$1.72T
$11.4M 0.17%
20,214
+1,164
+6% +$712K
V icon
80
Visa
V
$693B
$11.2M 0.16%
32,675
+2,184
+7% +$701K
IWD icon
81
iShares Russell 1000 Value ETF
IWD
$82B
$11M 0.16%
45,467
-1,360
-3% -$317K
SCHX icon
82
Schwab US Large- Cap ETF
SCHX
$73B
$10.9M 0.16%
371,161
-32,003
-8% -$914K
AMD icon
83
Advanced Micro Devices
AMD
$837B
$10.8M 0.16%
18,583
-154
-0.8% -$63.1K
CAT icon
84
Caterpillar
CAT
$360B
$10.8M 0.16%
10,121
+35
+0.3% +$30.7K
ESGU icon
85
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$10.8M 0.16%
65,741
-1,938
-3% -$306K
HYLB icon
86
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$10.6M 0.15%
291,007
-14,029
-5% -$512K
VNQ icon
87
Vanguard Real Estate ETF
VNQ
$36.9B
$10.6M 0.15%
109,713
+332
+0.3% +$31.7K
IGIB icon
88
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$9.9M 0.14%
186,286
-9,961
-5% -$529K
IVW icon
89
iShares S&P 500 Growth ETF
IVW
$75.6B
$9.83M 0.14%
71,508
-46
-0.1% -$6.07K
BDVL
90
iShares Disciplined Volatility Equity Active ETF
BDVL
$1.74B
$9.82M 0.14%
378,158
-31,029
-8% -$801K
XLF icon
91
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$9.75M 0.14%
181,948
-48,925
-21% -$2.54M
ARTY
92
iShares Future AI & Tech ETF
ARTY
$3.89B
$9.53M 0.14%
125,155
-3,394
-3% -$225K
SPHQ icon
93
Invesco S&P 500 Quality ETF
SPHQ
$18.4B
$9.5M 0.14%
105,475
-118,754
-53% -$9.87M
JNJ icon
94
Johnson & Johnson
JNJ
$644B
$9.3M 0.13%
36,605
+1,652
+5% +$385K
DGRO icon
95
iShares Core Dividend Growth ETF
DGRO
$42.4B
$9.05M 0.13%
119,358
-1,037
-0.9% -$76.5K
EMXC icon
96
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.9B
$8.79M 0.13%
85,909
+10,865
+14% +$1.03M
LLY icon
97
Eli Lilly
LLY
$1.01T
$8.76M 0.13%
7,302
+101
+1% +$103K
BFLX
98
iShares Flexible Equity Active ETF
BFLX
$1.6B
$8.61M 0.13%
+336,225
New +$8.57M
VUG icon
99
Vanguard Morningstar Growth ETF
VUG
$224B
$8.4M 0.12%
97,567
-501,245
-84% -$42.2M
BNDX icon
100
Vanguard Total International Bond ETF
BNDX
$82.5B
$8.31M 0.12%
171,559
-33,257
-16% -$1.6M
2 3
4
5 6

Similar funds

PFS
Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.87B AUM 205.24% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.