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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEUR icon
126
iShares Core MSCI Europe ETF
IEUR
$9.05B
$4.91M 0.07%
65,347
-41,198
-39% -$3.07M
IEFA icon
127
iShares Core MSCI EAFE ETF
IEFA
$192B
$4.88M 0.07%
50,484
-711
-1% -$68.3K
AXP icon
128
American Express
AXP
$211B
$4.85M 0.07%
14,332
+535
+4% +$171K
SPBO icon
129
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.17B
$4.76M 0.07%
163,990
-28,508
-15% -$827K
SDY icon
130
State Street SPDR S&P Dividend ETF
SDY
$21.1B
$4.72M 0.07%
31,048
+1,520
+5% +$226K
MRK icon
131
Merck
MRK
$358B
$4.66M 0.07%
36,249
+1,987
+6% +$233K
PEP icon
132
PepsiCo
PEP
$183B
$4.51M 0.07%
33,326
-3,251
-9% -$486K
BAC icon
133
Bank of America
BAC
$405B
$4.46M 0.06%
78,359
+3,771
+5% +$201K
EAGG icon
134
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.01B
$4.39M 0.06%
92,542
+941
+1% +$44.6K
LMT icon
135
Lockheed Martin
LMT
$124B
$4.16M 0.06%
8,170
+195
+2% +$105K
SUSA icon
136
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$4.15M 0.06%
26,909
-337
-1% -$49.8K
NFLX icon
137
Netflix
NFLX
$318B
$4.08M 0.06%
57,161
-407
-0.7% -$35.8K
SYK icon
138
Stryker
SYK
$109B
$4.01M 0.06%
12,744
-241
-2% -$75.9K
KLAC icon
139
KLA
KLAC
$219B
$3.99M 0.06%
13,232
+442
+3% +$87.7K
SCHM icon
140
Schwab US Mid-Cap ETF
SCHM
$14.5B
$3.99M 0.06%
108,241
-3,724
-3% -$128K
BA icon
141
Boeing
BA
$160B
$3.96M 0.06%
18,295
-243
-1% -$54.1K
IAU icon
142
iShares Gold Trust
IAU
$63.3B
$3.92M 0.06%
51,881
+5,104
+11% +$433K
AMAT icon
143
Applied Materials
AMAT
$330B
$3.88M 0.06%
5,364
+135
+3% +$62.3K
HD icon
144
Home Depot
HD
$302B
$3.87M 0.06%
10,966
-29
-0.3% -$9.43K
GE icon
145
GE Aerospace
GE
$325B
$3.83M 0.06%
10,242
+1,306
+15% +$409K
SPSM icon
146
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16B
$3.76M 0.05%
65,211
-6,163
-9% -$329K
SYSB
147
iShares Systematic Bond ETF
SYSB
$1.26B
$3.76M 0.05%
42,377
-452
-1% -$40.1K
QUAL icon
148
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$3.75M 0.05%
17,088
-497
-3% -$104K
SMH icon
149
VanEck Semiconductor ETF
SMH
$67.5B
$3.74M 0.05%
5,701
-1,188
-17% -$648K
PAVE icon
150
Global X US Infrastructure Development ETF
PAVE
$13.3B
$3.68M 0.05%
62,520
+4,505
+8% +$253K
4 5
6
7 8

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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.