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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
151
Intel
INTC
$534B
$3.66M 0.05%
26,189
-4,395
-14% -$444K
PLTR icon
152
Palantir
PLTR
$419B
$3.64M 0.05%
31,213
+115
+0.4% +$15.7K
VEEV icon
153
Veeva Systems
VEEV
$42.9B
$3.63M 0.05%
20,482
-959
-4% -$158K
ABT icon
154
Abbott
ABT
$177B
$3.56M 0.05%
39,249
+1,464
+4% +$134K
STX icon
155
Seagate
STX
$178B
$3.56M 0.05%
3,690
+2,450
+198% +$1.87M
KO icon
156
Coca-Cola
KO
$378B
$3.55M 0.05%
43,626
+1,185
+3% +$93.6K
AAPL icon
157
PUT
Apple
AAPL
$4.85T
$3.47M 0.05%
12,000
+7,000
+140% +$2M
RTX icon
158
RTX Corp
RTX
$265B
$3.44M 0.05%
18,150
-190
-1% -$34.8K
DXJ icon
159
WisdomTree Japan Hedged Equity Fund
DXJ
$7.1B
$3.4M 0.05%
19,567
-5,009
-20% -$842K
UNH icon
160
UnitedHealth
UNH
$337B
$3.37M 0.05%
8,104
-197
-2% -$73K
GEV icon
161
GE Vernova
GEV
$246B
$3.35M 0.05%
2,854
-275
-9% -$281K
MU icon
162
Micron Technology
MU
$1.05T
$3.27M 0.05%
2,831
+658
+30% +$493K
BMO icon
163
Bank of Montreal
BMO
$120B
$3.24M 0.05%
18,316
– –
AEIS icon
164
Advanced Energy
AEIS
$10.1B
$3.17M 0.05%
8,506
+2,088
+33% +$730K
ESTA icon
165
Establishment Labs
ESTA
$2.12B
$3.17M 0.05%
36,931
-2,000
-5% -$144K
SCHO icon
166
Schwab Short-Term US Treasury ETF
SCHO
$15.2B
$3.09M 0.04%
128,029
-25,247
-16% -$610K
S icon
167
SentinelOne
S
$8.06B
$3.05M 0.04%
180,000
– –
HFXI icon
168
NYLIM FTSE International Equity Currency Neutral ETF
HFXI
$2.24B
$3.05M 0.04%
80,022
+11,440
+17% +$419K
QCOM icon
169
Qualcomm
QCOM
$197B
$3.02M 0.04%
16,366
+1,563
+11% +$292K
IYY icon
170
iShares Dow Jones US ETF
IYY
$2.98B
$3.01M 0.04%
16,498
– –
IJT icon
171
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
$2.92M 0.04%
16,329
-1,482
-8% -$240K
CRWD icon
172
CrowdStrike
CRWD
$247B
$2.91M 0.04%
61,056
+46,192
+311% +$6.56M
IHAK icon
173
iShares Cybersecurity and Tech ETF
IHAK
$1.13B
$2.91M 0.04%
47,878
+618
+1% +$32K
LITE icon
174
Lumentum
LITE
$82.5B
$2.89M 0.04%
3,364
+172
+5% +$153K
MDY icon
175
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$2.88M 0.04%
4,090
+31
+0.8% +$20.8K
5 6
7
8 9

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PFS
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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.