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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

79 hedge funds and large institutions have $378M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 8079 (-1)

6% less capital invested

Capital invested by funds: $401M → $378M (-$22.6M)

Holders
79
Holders Change
-1
Holders Change %
-1.25%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
28
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$115M +$3.38M +26,702 +3%
Bank of America
2
Bank of America
North Carolina
$47M +$3.14M +24,834 +7%
Bessemer Group
3
Bessemer Group
New Jersey
$34.5M +$2.33M +18,440 +7%
NP
4
NorthRock Partners
Minnesota
$18.5M +$7.54M +59,629 +60%
GC
5
Guggenheim Capital
Illinois
$17.4M +$733K +5,796 +4%
SLF
6
Sun Life Financial
Ontario, Canada
$15M
GKIM
7
GW&K Investment Management
Massachusetts
$15M -$539K -4,266 -3%
AAM
8
Advisors Asset Management
Colorado
$13M -$369K -2,919 -3%
UBS Group
9
UBS Group
Switzerland
$11.4M +$2.06M +16,261 +20%
Wells Fargo
10
Wells Fargo
California
$11.2M -$336K -2,656 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.01M +$444K +3,512 +5%
Invesco
12
Invesco
Georgia
$8.29M +$446K +3,530 +5%
1832 Asset Management
13
1832 Asset Management
Ontario, Canada
$7.28M +$128K +1,016 +2%
ClearBridge Investments
14
ClearBridge Investments
New York
$7.2M +$670K +5,300 +9%
CA
15
Cornerstone Advisors
North Carolina
$5.88M +$186K +1,470 +3%
KA
16
Klingman & Associates
New York
$5.5M +$784K +6,199 +15%
Ameriprise
17
Ameriprise
Minnesota
$3.11M +$584K +4,620 +21%
Citigroup
18
Citigroup
New York
$2.64M -$758 -6 -0%
OC
19
Oppenheimer & Co
New York
$2.34M +$59.5K +471 +2%
SI
20
Stephens Inc
Arkansas
$1.98M +$28.4K +225 +1%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.88M +$68.1K +539 +3%
LPL Financial
22
LPL Financial
California
$1.81M -$130K -1,031 -6%
PAG
23
Private Advisor Group
New Jersey
$1.41M +$422K +3,335 +38%
RJA
24
Raymond James & Associates
Florida
$1.41M +$486K +3,844 +47%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.38M +$39.9K +316 +3%

CEM Hedge Fund Activity: Q2 2015 in Review

79 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2015, worth a combined $378M — down 5.6% from $401M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new CEM positions and 8 closed out — a net gain of 1 holder — while 28 added to existing stakes and 17 trimmed.

The largest buyer was NorthRock Partners, adding an estimated $7.54M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $5.43M sold.

  • 79 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2015, down from 80 in Q1 2015.
  • Funds reported $378M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2015, down 5.6% quarter-over-quarter.
  • 9 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2015 and 8 closed out, a net change of +1 holder.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2015 was NorthRock Partners, an estimated $7.54M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2015 was Raymond James Financial Services Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q2 2015.