CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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79 hedge funds and large institutions have $378M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 8 closing their positions.

Holders
79
Holders Change
-1
Holders Change %
-1.25%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
28
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NP
1
NorthRock Partners
Minnesota
$18.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$115M
3
Bank of America
3
Bank of America
North Carolina
$47M
4
Bessemer Group
4
Bessemer Group
New Jersey
$34.5M
5
UBS Group
5
UBS Group
Switzerland
$11.4M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
DA
2
Doliver Advisors
Texas
$372K
3
TC
3
TFS Capital
Pennsylvania
$0
4
GKIM
4
GW&K Investment Management
Massachusetts
$15M
5
AAM
5
Advisors Asset Management
Colorado
$13M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$115M 4,923,032 +133,510 +3%
Bank of America
2
Bank of America
North Carolina
$47M 2,021,523 +124,169 +7%
Bessemer Group
3
Bessemer Group
New Jersey
$34.5M 1,483,080 +92,200 +7%
NP
4
NorthRock Partners
Minnesota
$18.5M 793,426 +298,146 +60%
GC
5
Guggenheim Capital
Illinois
$17.4M 748,439 +28,980 +4%
SLF
6
Sun Life Financial
Ontario, Canada
$15M 150 – –
GKIM
7
GW&K Investment Management
Massachusetts
$15M 642,906 -21,328 -3%
AAM
8
Advisors Asset Management
Colorado
$13M 560,374 -14,596 -3%
UBS Group
9
UBS Group
Switzerland
$11.4M 488,865 +81,303 +20%
Wells Fargo
10
Wells Fargo
California
$11.2M 482,244 -13,280 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.01M 387,332 +17,563 +5%
Invesco
12
Invesco
Georgia
$8.29M 356,575 +17,650 +5%
1832 Asset Management
13
1832 Asset Management
Ontario, Canada
$7.28M 313,153 +5,077 +2%
ClearBridge Investments
14
ClearBridge Investments
New York
$7.2M 309,657 +26,500 +9%
CA
15
Cornerstone Advisors
North Carolina
$5.89M 253,026 +7,352 +3%
KA
16
Klingman & Associates
New York
$5.5M 236,241 +30,995 +15%
Ameriprise
17
Ameriprise
Minnesota
$3.11M 134,171 +23,099 +21%
Citigroup
18
Citigroup
New York
$2.64M 113,427 -28 -0%
OC
19
Oppenheimer & Co
New York
$2.34M 100,595 +2,357 +2%
SI
20
Stephens Inc
Arkansas
$1.98M 85,135 +1,125 +1%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.88M 80,910 +2,697 +3%
LPL Financial
22
LPL Financial
California
$1.81M 79,531 -5,155 -6%
PAG
23
Private Advisor Group
New Jersey
$1.41M 60,587 +16,677 +38%
RJA
24
Raymond James & Associates
Florida
$1.41M 60,435 +19,218 +47%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.38M 59,330 +1,581 +3%
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