TFS Capital’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

TFS Capital’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-3,507	Closed	-$279K	–	1032
2016 Q2	$279K	Sell	3,507 -2,932	-46%	-$220K	0.05%	626
2016 Q1	$437K	Buy	6,439 +350	+6%	+$22.1K	0.06%	492
2015 Q4	$462K	Buy	+6,089	New	+$536K	0.05%	428
2015 Q2	–	Sell	-5,611	Closed	-$700K	–	1114
2015 Q1	$700K	Buy	+5,611	New	+$723K	0.07%	445
2014 Q4	–	Sell	-9,906	Closed	-$1.38M	–	1181
2014 Q3	$1.38M	Buy	+9,906	New	+$1.43M	0.12%	265

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

TFS Capital's CEM Position: Q3 2016 in Review

TFS Capital sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2016, closing a stake of 3,507 shares — an estimated $279K sold.

TFS Capital first reported a position in CEM in Q3 2014 and held it in 5 quarters. The position peaked at $1.38M in Q3 2014. 75 funds tracked by Wall St. Rank hold CEM as of Q3 2016.

TFS Capital reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2016 after selling out during the quarter.
TFS Capital sold 3,507 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2016, an estimated $279K.
TFS Capital first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2014 and held it in 5 quarters.
TFS Capital's ClearBridge MLP and Midstream Fund Inc. position peaked at $1.38M in Q3 2014.
75 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2016.

Based on TFS Capital's 13F filing for Q3 2016, filed 10 Nov 2016.