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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

78 hedge funds and large institutions have $261M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

20% more capital invested

Capital invested by funds: $217M → $261M (+$44.1M)

1% more funds holding

Funds holding: 7778 (+1)

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
25
Reduced
23
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.8M +$299K +3,988 +0.5%
Bank of America
2
Bank of America
North Carolina
$47.7M +$1.44M +19,138 +3%
FT
3
Fiduciary Trust
Massachusetts
$26M -$483K -6,433 -2%
NP
4
NorthRock Partners
Minnesota
$25.8M +$61.4K +819 +0.3%
SEIA
5
Signature Estate & Investment Advisors
California
$10.1M +$675K +8,992 +8%
GC
6
Guggenheim Capital
Illinois
$9.91M -$580K -7,726 -6%
UBS Group
7
UBS Group
Switzerland
$7.12M -$134K -1,790 -2%
AAM
8
Advisors Asset Management
Colorado
$6.99M -$787K -10,492 -11%
Wells Fargo
9
Wells Fargo
California
$6.8M +$86.1K +1,147 +1%
KA
10
Klingman & Associates
New York
$4.87M -$79.4K -1,058 -2%
Invesco
11
Invesco
Georgia
$4.34M -$423K -5,644 -9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.98M +$362K +4,830 +11%
HK
13
Horizon Kinetics
New York
$3.84M +$3.61M +48,161 New
ClearBridge Investments
14
ClearBridge Investments
New York
$3.8M -$408K -5,432 -10%
SIA
15
Sit Investment Associates
Minnesota
$3.79M +$88.5K +1,180 +3%
Ameriprise
16
Ameriprise
Minnesota
$3.48M +$477K +6,362 +17%
BCM
17
Beck Capital Management
Texas
$2.65M +$2.5M +33,303 New
Citigroup
18
Citigroup
New York
$2.1M -$75.7K -1,009 -4%
CIC
19
Carnegie Investment Counsel
Ohio
$1.51M +$324K +4,313 +29%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$1.37M +$653K +8,698 +102%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.28M -$46.3K -617 -4%
Cohen & Steers
22
Cohen & Steers
New York
$1.28M +$47K +626 +4%
CHA
23
Cedar Hill Associates
Illinois
$1.23M -$258K -3,444 -18%
DA
24
Doliver Advisors
Texas
$1.21M -$657K -8,755 -36%
LPL Financial
25
LPL Financial
California
$1.2M -$1.39M -18,553 -55%

CEM Hedge Fund Activity: Q2 2016 in Review

78 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2016, worth a combined $261M — up 20% from $217M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 8 closed out — a net gain of 3 holders — while 25 added to existing stakes and 23 trimmed.

The largest buyer was Horizon Kinetics, opening a new position worth an estimated $3.61M. The largest seller was LPL Financial, cutting an estimated $1.39M.

  • 78 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2016, up from 77 in Q1 2016.
  • Funds reported $261M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2016, up 20% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2016 and 8 closed out, a net change of +3 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2016 was Horizon Kinetics, an estimated $3.61M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2016 was LPL Financial, an estimated $1.39M sold.

Based on aggregated 13F filings for Q2 2016.