Horizon Kinetics Asset Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Horizon Kinetics Asset Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-7,003	Closed	-$205K	–	347
2021 Q2	$205K	Buy	+7,003	New	+$192K	﹤0.01%	326
2020 Q4	–	Sell	-11,123	Closed	-$123K	–	368
2020 Q3	$123K	Sell	11,123 -1,142	-9%	-$16.4K	﹤0.01%	353
2020 Q2	$196K	Sell	12,265 -4,637	-27%	-$74.6K	0.01%	361
2020 Q1	$155K	Sell	16,902 -3,147	-16%	-$133K	0.01%	346
2019 Q4	$1.13M	Sell	20,049 -27,371	-58%	-$1.47M	0.03%	157
2019 Q3	$2.7M	Sell	47,420 -3,735	-7%	-$217K	0.08%	84
2019 Q2	$3.06M	Buy	51,155 +20	+0%	+$1.23K	0.08%	84
2019 Q1	$3.24M	Buy	+51,135	New	+$3.11M	0.09%	85

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Horizon Kinetics Asset Management's CEM Position: Q3 2021 in Review

Horizon Kinetics Asset Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2021, closing a stake of 7,003 shares — an estimated $205K sold.

Horizon Kinetics Asset Management first reported a position in CEM in Q1 2019 and held it in 8 quarters. The position peaked at $3.24M in Q1 2019. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2021.

Horizon Kinetics Asset Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2021 after selling out during the quarter.
Horizon Kinetics Asset Management sold 7,003 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2021, an estimated $205K.
Horizon Kinetics Asset Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2019 and held it in 8 quarters.
Horizon Kinetics Asset Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $3.24M in Q1 2019.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2021.

Based on Horizon Kinetics Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.