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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

71 hedge funds and large institutions have $102M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 26 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

22% more capital invested

Capital invested by funds: $83.7M → $102M (+$18.7M)

6% more funds holding

Funds holding: 6771 (+4)

31% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 26

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
71
Holders Change
+4
Holders Change %
+5.97%
% of All Funds
1.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
9
Increased
18
Reduced
26
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.9M +$2.1M +76,619 +13%
MGAM
2
McGowan Group Asset Management
Texas
$11.9M -$1.5M -54,651 -12%
Bank of America
3
Bank of America
North Carolina
$9.64M +$155K +5,677 +2%
AC
4
Aristides Capital
Kentucky
$6.34M -$1.14M -41,823 -16%
SIA
5
Sit Investment Associates
Minnesota
$5.79M +$482K +17,600 +10%
CA
6
Cornerstone Advisors
North Carolina
$4M +$3.39M +123,920 +953%
Wells Fargo
7
Wells Fargo
California
$3.42M -$95.6K -3,493 -3%
TB
8
Terril Brothers
Missouri
$3.18M -$9.86K -360 -0.3%
LCM
9
Landscape Capital Management
New Jersey
$2.78M -$1.58M -57,629 -38%
UBS Group
10
UBS Group
Switzerland
$2.76M -$61.2K -2,237 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.71M +$203K +7,413 +9%
KACA
12
Kayne Anderson Capital Advisors
California
$2.48M -$750K -27,400 -24%
GC
13
Guggenheim Capital
Illinois
$2.44M +$151K +5,502 +7%
AAM
14
Advisors Asset Management
Colorado
$2.31M -$463K -16,907 -18%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.19M +$106K +3,883 +5%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2M +$1.2M +43,664 +177%
ClearBridge Investments
17
ClearBridge Investments
New York
$1.81M
6M
18
6 Meridian
Kansas
$1.79M +$133K +4,860 +9%
Ameriprise
19
Ameriprise
Minnesota
$1.66M -$1.29M -47,079 -45%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.48M +$758K +27,678 +121%
EIA
21
Edgemoor Investment Advisors
Maryland
$1.21M +$311K +11,375 +38%
HighTower Advisors
22
HighTower Advisors
Illinois
$1.15M -$441K -16,118 -29%
TCA
23
Transcend Capital Advisors
New Jersey
$951K -$42.4K -1,550 -5%
WAM
24
Wolverine Asset Management
Illinois
$864K +$810K +29,579 New
RJA
25
Raymond James & Associates
Florida
$791K -$27.7K -1,012 -4%

CEM Hedge Fund Activity: Q2 2021 in Review

71 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2021, worth a combined $102M — up 22% from $83.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new CEM positions and 5 closed out — a net gain of 4 holders — while 18 added to existing stakes and 26 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $3.39M. The largest seller was Quantedge Capital, exiting entirely with an estimated $4.1M sold.

  • 71 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2021, up from 67 in Q1 2021.
  • Funds reported $102M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2021, up 22% quarter-over-quarter.
  • 9 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2021 and 5 closed out, a net change of +4 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2021 was Cornerstone Advisors, an estimated $3.39M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2021 was Quantedge Capital, an estimated $4.1M sold.

Based on aggregated 13F filings for Q2 2021.