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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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72 hedge funds and large institutions have $175M invested in ClearBridge MLP and Midstream Fund Inc. in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

29% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 17

4% more funds holding

Funds holding: 69 → 72 (+3)

3% more capital invested

Capital invested by funds: $170M → $175M (+$4.89M)

Holders
72
Holders Change
+3
Holders Change %
+4.35%
% of All Funds
1.14%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
11
Increased
22
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$9.01M
2
AAM
Advisors Asset Management
Colorado
+$2.85M
3
SIA
Sit Investment Associates
Minnesota
+$2.21M
4
WAM
Wolverine Asset Management
Illinois
+$1.89M
5
AGM
Alpine Global Management
New York
+$1.2M

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$10.9M
2
MGAM
McGowan Group Asset Management
Texas
-$3.57M
3
ClearBridge Investments
ClearBridge Investments
New York
-$2M
4
QC
Quantedge Capital
Singapore
-$835K
5
TB
Terril Brothers
Missouri
-$595K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$59.2M +$9.01M +248,594 +17%
Morgan Stanley
2
Morgan Stanley
New York
$23.1M -$417K -11,505 -2%
Bank of America
3
Bank of America
North Carolina
$9.14M -$413K -11,405 -4%
WP
4
Woodline Partners
California
$7.95M – – –
AAM
5
Advisors Asset Management
Colorado
$6.97M +$2.85M +78,667 +66%
AC
6
Aristides Capital
Kentucky
$6.82M – – –
TB
7
Terril Brothers
Missouri
$5.38M -$595K -16,434 -10%
Wells Fargo
8
Wells Fargo
California
$5.14M -$171K -4,717 -3%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.5M -$17.4K -479 -0.4%
MGAM
10
McGowan Group Asset Management
Texas
$4.29M -$3.57M -98,609 -45%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$3.88M +$1.05M +29,074 +36%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.15M +$176K +4,844 +6%
WAM
13
Wolverine Asset Management
Illinois
$3.04M +$1.89M +52,181 +153%
SIA
14
Sit Investment Associates
Minnesota
$2.79M +$2.21M +61,035 +338%
UBS Group
15
UBS Group
Switzerland
$2.73M -$147K -4,052 -5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.26M +$178K +4,909 +8%
MC
17
Matisse Capital
Oregon
$2.04M – – –
Ameriprise
18
Ameriprise
Minnesota
$1.73M +$42.3K +1,167 +2%
Goldman Sachs
19
Goldman Sachs
New York
$1.67M +$460K +12,693 +37%
GC
20
Guggenheim Capital
Illinois
$1.55M -$136K -3,741 -8%
EIA
21
Edgemoor Investment Advisors
Maryland
$1.35M +$222K +6,132 +19%
SPIA
22
Steward Partners Investment Advisory
New York
$1.26M +$97.5K +2,690 +8%
KACA
23
Kayne Anderson Capital Advisors
California
$1.23M -$76.1K -2,100 -6%
AGM
24
Alpine Global Management
New York
$1.17M +$1.2M +33,200 New
Millennium Management
25
Millennium Management
New York
$837K +$861K +23,755 New
1
2 3 4

CEM Hedge Fund Activity: Q3 2023 in Review

72 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2023, worth a combined $175M — up 2.9% from $170M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 7 closed out — a net gain of 4 holders — while 22 added to existing stakes and 17 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $9.01M. The largest seller was Penserra Capital Management, exiting entirely with an estimated $10.9M sold.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2023, up from 69 in Q2 2023.
  • Funds reported $175M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2023, up 2.9% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2023 and 7 closed out, a net change of +4 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2023 was Saba Capital Management, an estimated $9.01M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2023 was Penserra Capital Management, an estimated $10.9M sold.

Based on aggregated 13F filings for Q3 2023.