CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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71 hedge funds and large institutions have $318M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
24
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$120M
2
Bank of America
2
Bank of America
North Carolina
$44.8M
3
BTS
3
BB&T Securities
Virginia
$13.1M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.06M
5
U
5
UBS
Switzerland
$7.61M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$19.6M
2
GC
2
Guggenheim Capital
Illinois
$16.3M
3
Invesco
3
Invesco
Georgia
$10.3M
4
Ameriprise
4
Ameriprise
Minnesota
$2.63M
5
Deutsche Bank
5
Deutsche Bank
Germany
$788K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$120M 881,735 +61,079 +7%
Bank of America
2
Bank of America
North Carolina
$44.8M 329,449 +27,460 +9%
AAM
3
Advisors Asset Management
Colorado
$19.6M 143,961 -24,041 -14%
GKIM
4
GW&K Investment Management
Massachusetts
$16.5M 120,866 +2,696 +2%
GC
5
Guggenheim Capital
Illinois
$16.3M 119,421 -16,006 -12%
BTS
6
BB&T Securities
Virginia
$13.1M 9,592 +2,096 +28%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$10.5M 77,118 +5,179 +7%
Invesco
8
Invesco
Georgia
$10.3M 76,005 -14,693 -16%
U
9
UBS
Switzerland
$7.61M 55,944 +8,012 +17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.22M 53,068 +2,267 +4%
Wells Fargo
11
Wells Fargo
California
$6.92M 50,822 +2,684 +6%
ClearBridge Investments
12
ClearBridge Investments
New York
$6.81M 50,044 +4,374 +10%
LPL Financial
13
LPL Financial
California
$3.7M 27,155 +127 +0.5%
Citigroup
14
Citigroup
New York
$3.51M 25,815 +1,430 +6%
Ameriprise
15
Ameriprise
Minnesota
$2.63M 19,348 -14,073 -42%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.61M 19,192 +1,777 +10%
SI
17
Stephens Inc
Arkansas
$2.59M 19,008 +750 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.06M 15,122 +8,864 +142%
OC
19
Oppenheimer & Co
New York
$2.05M 15,041 +657 +5%
DADC
20
D.A. Davidson & Co
Montana
$1.99M 14,630 -105 -0.7%
CIC
21
Carnegie Investment Counsel
Ohio
$1.47M 10,775 +3,934 +58%
BOIA
22
Bush ODonnell Investment Advisors
Missouri
$1.36M 9,973 -1,052 -10%
MCM
23
Murphy Capital Management
New Jersey
$1.34M 9,850 -853 -8%
Cohen & Steers
24
Cohen & Steers
New York
$1.15M 8,440 – –
HFS
25
HL Financial Services
Kentucky
$1.09M 7,973 -252 -3%
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