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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

71 hedge funds and large institutions have $318M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

26% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 19

11% more funds holding

Funds holding: 6471 (+7)

6% more capital invested

Capital invested by funds: $301M → $318M (+$16.8M)

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
24
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$120M +$8.19M +61,079 +7%
Bank of America
2
Bank of America
North Carolina
$44.8M +$3.68M +27,460 +9%
AAM
3
Advisors Asset Management
Colorado
$19.6M -$3.22M -24,041 -14%
GKIM
4
GW&K Investment Management
Massachusetts
$16.4M +$362K +2,696 +2%
GC
5
Guggenheim Capital
Illinois
$16.3M -$2.15M -16,006 -12%
BTS
6
BB&T Securities
Virginia
$13.1M +$281K +2,096 +28%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$10.5M +$695K +5,179 +7%
Invesco
8
Invesco
Georgia
$10.3M -$1.97M -14,693 -16%
U
9
UBS
Switzerland
$7.61M +$1.07M +8,012 +17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.22M +$304K +2,267 +4%
Wells Fargo
11
Wells Fargo
California
$6.92M +$360K +2,684 +6%
ClearBridge Investments
12
ClearBridge Investments
New York
$6.81M +$587K +4,374 +10%
LPL Financial
13
LPL Financial
California
$3.7M +$17K +127 +0.5%
Citigroup
14
Citigroup
New York
$3.51M +$192K +1,430 +6%
Ameriprise
15
Ameriprise
Minnesota
$2.63M -$1.89M -14,073 -42%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.61M +$238K +1,777 +10%
SI
17
Stephens Inc
Arkansas
$2.59M +$101K +750 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.06M +$1.19M +8,864 +142%
OC
19
Oppenheimer & Co
New York
$2.05M +$88.1K +657 +5%
DADC
20
D.A. Davidson & Co
Montana
$1.99M -$14.1K -105 -0.7%
CIC
21
Carnegie Investment Counsel
Ohio
$1.47M +$528K +3,934 +58%
BOIA
22
Bush ODonnell Investment Advisors
Missouri
$1.36M -$141K -1,052 -10%
MCM
23
Murphy Capital Management
New Jersey
$1.34M -$114K -853 -8%
Cohen & Steers
24
Cohen & Steers
New York
$1.15M
HFS
25
HL Financial Services
Kentucky
$1.08M -$33.8K -252 -3%

CEM Hedge Fund Activity: Q4 2013 in Review

71 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2013, worth a combined $318M — up 5.6% from $301M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CEM positions and 4 closed out — a net gain of 8 holders — while 24 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.19M. The largest seller was Advisors Asset Management, cutting an estimated $3.22M.

  • 71 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2013, up from 64 in Q3 2013.
  • Funds reported $318M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2013, up 5.6% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2013 and 4 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2013 was Morgan Stanley, an estimated $8.19M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2013 was Advisors Asset Management, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2013.