U
CEM

UBS’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

UBS’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$8.1M Buy
58,124
+3,470
+6% +$501K 0.01% 1621
2014
Q2 		$8.16M Buy
54,654
+2,778
+5% +$392K 0.01% 1529
2014
Q1 		$6.91M Sell
51,876
-4,068
-7% -$532K 0.01% 1549
2013
Q4 		$7.61M Buy
55,944
+8,012
+17% +$1.07M 0.01% 1488
2013
Q3 		$6.39M Sell
47,932
-601
-1% -$82K 0.01% 1502
2013
Q2 		$6.83M Buy
+48,533
New +$6.62M 0.01% 1340

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

UBS's CEM Position: Q3 2014 in Review

UBS increased its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 6.3% in Q3 2014, buying an estimated $501K and bringing the position to 58,124 shares worth $8.1M. The position accounts for 0.01% of the portfolio, ranked #1621.

UBS first reported a position in CEM in Q2 2013 and has held it in 6 quarters since. The position peaked at $8.16M in Q2 2014. 82 funds tracked by Wall St. Rank hold CEM as of Q3 2014.

  • UBS held 58,124 shares of ClearBridge MLP and Midstream Fund Inc. worth $8.1M as of Q3 2014.
  • UBS bought 3,470 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2014, an estimated $501K.
  • ClearBridge MLP and Midstream Fund Inc. made up 0.01% of UBS's portfolio in Q3 2014, its #1621 holding.
  • UBS first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and has held it in 6 quarters since.
  • UBS's ClearBridge MLP and Midstream Fund Inc. position peaked at $8.16M in Q2 2014.
  • 82 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.