Deutsche Bank’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Deutsche Bank’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-9,003	Closed	-$717K	–	5254
2016 Q2	$717K	Hold	9,003	–	–	﹤0.01%	3083
2016 Q1	$610K	Hold	9,003	–	–	﹤0.01%	3101
2015 Q4	$683K	Sell	9,003 -439	-5%	-$38.7K	﹤0.01%	3114
2015 Q3	$817K	Hold	9,442	–	–	﹤0.01%	3072
2015 Q2	$1.1M	Sell	9,442 -994	-10%	-$126K	﹤0.01%	2903
2015 Q1	$1.3M	Sell	10,436 -3,725	-26%	-$480K	﹤0.01%	2721
2014 Q4	$1.95M	Buy	14,161 +300	+2%	+$40.5K	﹤0.01%	2687
2014 Q3	$1.93M	Sell	13,861 -1,720	-11%	-$248K	﹤0.01%	2546
2014 Q2	$2.33M	Buy	15,581 +9,786	+169%	+$1.38M	﹤0.01%	2353
2014 Q1	$771K	Hold	5,795	–	–	﹤0.01%	3045
2013 Q4	$788K	Sell	5,795 -5,795	-50%	-$777K	﹤0.01%	2800
2013 Q3	$1.54M	Buy	11,590 +5,795	+100%	+$791K	﹤0.01%	2652
2013 Q2	$815K	Buy	+5,795	New	+$791K	﹤0.01%	2844

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Deutsche Bank's CEM Position: Q3 2016 in Review

Deutsche Bank sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2016, closing a stake of 9,003 shares — an estimated $717K sold.

Deutsche Bank first reported a position in CEM in Q2 2013 and held it in 13 quarters. The position peaked at $2.33M in Q2 2014. 75 funds tracked by Wall St. Rank hold CEM as of Q3 2016.

Deutsche Bank reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 9,003 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2016, an estimated $717K.
Deutsche Bank first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 13 quarters.
Deutsche Bank's ClearBridge MLP and Midstream Fund Inc. position peaked at $2.33M in Q2 2014.
75 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.