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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

90 hedge funds and large institutions have $309M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

19% more capital invested

Capital invested by funds: $260M → $309M (+$48.7M)

18% more funds holding

Funds holding: 7690 (+14)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

Holders
90
Holders Change
+14
Holders Change %
+18.42%
% of All Funds
2.04%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
24
Increased
27
Reduced
28
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.8M +$1.64M +23,841 +3%
MGAM
2
McGowan Group Asset Management
Texas
$30.5M +$27.5M +399,669 New
Bank of America
3
Bank of America
North Carolina
$25.2M -$8.88M -129,219 -28%
NP
4
NorthRock Partners
Minnesota
$22M +$1.48M +21,493 +8%
SIA
5
Sit Investment Associates
Minnesota
$21.3M +$2.18M +31,689 +13%
SEIA
6
Signature Estate & Investment Advisors
California
$16.3M +$69.8K +1,016 +0.5%
TB
7
Terril Brothers
Missouri
$15.3M +$4.1M +59,656 +42%
FT
8
Fiduciary Trust
Massachusetts
$10.4M -$2.63M -38,303 -22%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.41M +$715K +10,399 +9%
UBS Group
10
UBS Group
Switzerland
$9.26M +$175K +2,545 +2%
GC
11
Guggenheim Capital
Illinois
$7.43M +$589K +8,571 +10%
AAM
12
Advisors Asset Management
Colorado
$6.77M +$270K +3,932 +5%
Ameriprise
13
Ameriprise
Minnesota
$5.97M +$566K +8,231 +12%
HK
14
Horizon Kinetics
New York
$4.35M -$448K -6,514 -10%
Wells Fargo
15
Wells Fargo
California
$4.1M +$403K +5,860 +12%
ClearBridge Investments
16
ClearBridge Investments
New York
$3.15M -$13.2K -192 -0.5%
CIC
17
Carnegie Investment Counsel
Ohio
$2.98M +$136K +1,971 +6%
AIM
18
Allen Investment Management
New York
$2.51M +$1.06M +15,453 +88%
IWP
19
Icon Wealth Partners
Texas
$2.23M +$2.01M +29,198 New
EWM
20
Edge Wealth Management
New York
$2.13M +$1.94M +28,234 New
RJA
21
Raymond James & Associates
Florida
$2.04M -$351K -5,106 -16%
CHA
22
Cedar Hill Associates
Illinois
$2.02M -$176K -2,553 -9%
SWP
23
Stratos Wealth Partners
Ohio
$1.87M +$115K +1,667 +7%
SIA
24
SeaBridge Investment Advisors
New Jersey
$1.71M +$4.47K +65 +0.3%
US Bancorp
25
US Bancorp
Minnesota
$1.55M +$466K +6,784 +50%

CEM Hedge Fund Activity: Q4 2017 in Review

90 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2017, worth a combined $309M — up 19% from $260M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new CEM positions and 10 closed out — a net gain of 14 holders — while 27 added to existing stakes and 28 trimmed.

The largest buyer was McGowan Group Asset Management, opening a new position worth an estimated $27.5M. The largest seller was Bank of America, cutting an estimated $8.88M.

  • 90 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2017, up from 76 in Q3 2017.
  • Funds reported $309M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2017, up 19% quarter-over-quarter.
  • 24 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2017 and 10 closed out, a net change of +14 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2017 was McGowan Group Asset Management, an estimated $27.5M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2017 was Bank of America, an estimated $8.88M sold.

Based on aggregated 13F filings for Q4 2017.