Horizon Kinetics’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Horizon Kinetics’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$2.67M	Sell	51,264 -2,305	-4%	-$144K	0.09%	93
2018 Q3	$3.89M	Sell	53,569 -1,329	-2%	-$97.5K	0.09%	76
2018 Q2	$3.88M	Sell	54,898 -948	-2%	-$66.6K	0.1%	77
2018 Q1	$3.52M	Sell	55,846 -1,132	-2%	-$86.9K	0.1%	81
2017 Q4	$4.35M	Sell	56,978 -6,514	-10%	-$448K	0.13%	73
2017 Q3	$4.71M	Buy	63,492 +7,094	+13%	+$534K	0.14%	70
2017 Q2	$4.3M	Sell	56,398 -140	-0.2%	-$11.3K	0.14%	74
2017 Q1	$4.73M	Buy	56,538 +641	+1%	+$53.6K	0.15%	72
2016 Q4	$4.35M	Buy	55,897 +2,433	+5%	+$188K	0.14%	75
2016 Q3	$4.35M	Buy	53,464 +5,303	+11%	+$424K	0.12%	79
2016 Q2	$3.84M	Buy	+48,161	New	+$3.61M	0.1%	91

Other funds holding CEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Horizon Kinetics's CEM Position: Q4 2018 in Review

Horizon Kinetics reduced its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 4.3% in Q4 2018, selling an estimated $144K and leaving 51,264 shares worth $2.67M. The position accounts for 0.09% of the portfolio, ranked #93.

Horizon Kinetics first reported a position in CEM in Q2 2016 and has held it in 11 quarters since. The position peaked at $4.73M in Q1 2017. 98 funds tracked by Wall St. Rank hold CEM as of Q4 2018.

Horizon Kinetics held 51,264 shares of ClearBridge MLP and Midstream Fund Inc. worth $2.67M as of Q4 2018.
Horizon Kinetics sold 2,305 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2018, an estimated $144K.
ClearBridge MLP and Midstream Fund Inc. made up 0.09% of Horizon Kinetics's portfolio in Q4 2018, its #93 holding.
Horizon Kinetics first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2016 and has held it in 11 quarters since.
Horizon Kinetics's ClearBridge MLP and Midstream Fund Inc. position peaked at $4.73M in Q1 2017.
98 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.