HK
CEM

Horizon Kinetics’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Horizon Kinetics’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		$2.67M Sell
51,264
-2,305
-4% -$144K 0.09% 93
2018
Q3 		$3.89M Sell
53,569
-1,329
-2% -$97.5K 0.1% 76
2018
Q2 		$3.88M Sell
54,898
-948
-2% -$66.6K 0.1% 77
2018
Q1 		$3.52M Sell
55,846
-1,132
-2% -$86.9K 0.1% 81
2017
Q4 		$4.35M Sell
56,978
-6,514
-10% -$448K 0.13% 73
2017
Q3 		$4.71M Buy
63,492
+7,094
+13% +$534K 0.14% 70
2017
Q2 		$4.3M Sell
56,398
-140
-0.2% -$11.3K 0.14% 74
2017
Q1 		$4.73M Buy
56,538
+641
+1% +$53.6K 0.15% 72
2016
Q4 		$4.35M Buy
55,897
+2,433
+5% +$188K 0.14% 75
2016
Q3 		$4.35M Buy
53,464
+5,303
+11% +$424K 0.12% 79
2016
Q2 		$3.84M Buy
+48,161
New +$3.61M 0.1% 91

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return