CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

Back to rankings

77 hedge funds and large institutions have $285M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 10 closing their positions.

Holders
77
Holders Change
-6
Holders Change %
-7.23%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
32
Reduced
25
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$19.5M
2
HH
2
Hilltop Holdings
Texas
$1.49M
3
AIM
3
Allen Investment Management
New York
$2.71M
4
SEIA
4
Signature Estate & Investment Advisors
California
$14.9M
5
Morgan Stanley
5
Morgan Stanley
New York
$75.1M

Top Sellers

1
NP
1
NorthRock Partners
Minnesota
$20.7M
2
FT
2
Fiduciary Trust
Massachusetts
$19.8M
3
Bank of America
3
Bank of America
North Carolina
$41.9M
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
Invesco
5
Invesco
Georgia
$1.94M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$75.1M 4,491,464 +60,983 +1%
Bank of America
2
Bank of America
North Carolina
$41.9M 2,502,432 -124,207 -5%
NP
3
NorthRock Partners
Minnesota
$20.7M 1,225,265 -477,721 -28%
FT
4
Fiduciary Trust
Massachusetts
$19.8M 1,183,711 -311,502 -21%
SIA
5
Sit Investment Associates
Minnesota
$19.5M 1,164,693 +874,100 +301%
SEIA
6
Signature Estate & Investment Advisors
California
$14.9M 892,586 +84,625 +10%
TB
7
Terril Brothers
Missouri
$9.07M 541,940 -900 -0.2%
GC
8
Guggenheim Capital
Illinois
$8.6M 514,135 -21,214 -4%
UBS Group
9
UBS Group
Switzerland
$7.63M 456,161 +10,214 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.11M 425,212 +18,794 +5%
Wells Fargo
11
Wells Fargo
California
$6.25M 373,429 -33,570 -8%
Ameriprise
12
Ameriprise
Minnesota
$5.39M 321,676 +13,492 +4%
AAM
13
Advisors Asset Management
Colorado
$4.9M 293,071 +14,420 +5%
HK
14
Horizon Kinetics
New York
$4.73M 282,690 +3,204 +1%
ClearBridge Investments
15
ClearBridge Investments
New York
$3.22M 192,660 +14,560 +8%
AIM
16
Allen Investment Management
New York
$2.71M 161,709 +86,531 +115%
RJA
17
Raymond James & Associates
Florida
$2.61M 156,111 -5,233 -3%
CIC
18
Carnegie Investment Counsel
Ohio
$2.44M 148,632 +19,483 +15%
Invesco
19
Invesco
Georgia
$1.94M 115,861 -48,337 -29%
SIA
20
SeaBridge Investment Advisors
New Jersey
$1.85M 110,645 +2,165 +2%
HH
21
Hilltop Holdings
Texas
$1.49M 89,318 +89,318 New
BOIA
22
Bush ODonnell Investment Advisors
Missouri
$1.35M 80,605 – –
Cohen & Steers
23
Cohen & Steers
New York
$1.32M 78,989 – –
LPL Financial
24
LPL Financial
California
$1.19M 70,946 +3,620 +5%
Citigroup
25
Citigroup
New York
$1.19M 70,948 -41,682 -37%
1
2 3 4