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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

77 hedge funds and large institutions have $285M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 25

9% more capital invested

Capital invested by funds: $263M → $285M (+$22.7M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less funds holding

Funds holding: 8377 (-6)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
77
Holders Change
-6
Holders Change %
-7.23%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
32
Reduced
25
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$75.1M +$1.02M +12,197 +1%
Bank of America
2
Bank of America
North Carolina
$41.9M -$2.08M -24,842 -5%
NP
3
NorthRock Partners
Minnesota
$20.7M -$7.99M -95,544 -28%
FT
4
Fiduciary Trust
Massachusetts
$19.8M -$5.21M -62,301 -21%
SIA
5
Sit Investment Associates
Minnesota
$19.5M +$14.6M +174,820 +301%
SEIA
6
Signature Estate & Investment Advisors
California
$14.9M +$1.41M +16,925 +10%
TB
7
Terril Brothers
Missouri
$9.07M -$15K -180 -0.2%
GC
8
Guggenheim Capital
Illinois
$8.6M -$355K -4,243 -4%
UBS Group
9
UBS Group
Switzerland
$7.63M +$171K +2,043 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.11M +$314K +3,758 +5%
Wells Fargo
11
Wells Fargo
California
$6.25M -$561K -6,714 -8%
Ameriprise
12
Ameriprise
Minnesota
$5.39M +$226K +2,698 +4%
AAM
13
Advisors Asset Management
Colorado
$4.9M +$241K +2,884 +5%
HK
14
Horizon Kinetics
New York
$4.73M +$53.6K +641 +1%
ClearBridge Investments
15
ClearBridge Investments
New York
$3.22M +$243K +2,912 +8%
AIM
16
Allen Investment Management
New York
$2.71M +$1.45M +17,306 +115%
RJA
17
Raymond James & Associates
Florida
$2.61M -$87.5K -1,047 -3%
CIC
18
Carnegie Investment Counsel
Ohio
$2.44M +$326K +3,896 +15%
Invesco
19
Invesco
Georgia
$1.94M -$808K -9,668 -29%
SIA
20
SeaBridge Investment Advisors
New Jersey
$1.85M +$36.2K +433 +2%
HH
21
Hilltop Holdings
Texas
$1.49M +$1.49M +17,864 New
BOIA
22
Bush ODonnell Investment Advisors
Missouri
$1.35M
Cohen & Steers
23
Cohen & Steers
New York
$1.32M
LPL Financial
24
LPL Financial
California
$1.19M +$60.5K +724 +5%
Citigroup
25
Citigroup
New York
$1.19M -$697K -8,336 -37%

CEM Hedge Fund Activity: Q1 2017 in Review

77 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2017, worth a combined $285M — up 8.6% from $263M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of CEM and 5 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 32 added.

The largest buyer was Sit Investment Associates, adding an estimated $14.6M. The largest seller was NorthRock Partners, cutting an estimated $7.99M.

  • 77 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2017, down from 83 in Q4 2016.
  • Funds reported $285M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2017, up 8.6% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2017 and 10 closed out, a net change of -5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2017 was Sit Investment Associates, an estimated $14.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2017 was NorthRock Partners, an estimated $7.99M sold.

Based on aggregated 13F filings for Q1 2017.