Allen Investment Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Allen Investment Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-26,480	Closed	-$242K	–	185
2020 Q1	$242K	Sell	26,480 -164,067	-86%	-$6.91M	0.01%	160
2019 Q4	$10.7M	Buy	190,547 +70,449	+59%	+$3.78M	0.26%	44
2019 Q3	$6.83M	Buy	120,098 +5,392	+5%	+$314K	0.18%	53
2019 Q2	$6.85M	Buy	114,706 +1,248	+1%	+$76.9K	0.2%	54
2019 Q1	$7.18M	Buy	113,458 +89,545	+374%	+$5.45M	0.22%	46
2018 Q4	$1.25M	Sell	23,913 -53,419	-69%	-$3.35M	0.05%	89
2018 Q3	$5.62M	Sell	77,332 -50,338	-39%	-$3.69M	0.19%	53
2018 Q2	$9.02M	Buy	127,670 +62,400	+96%	+$4.39M	0.34%	40
2018 Q1	$4.11M	Buy	65,270 +32,342	+98%	+$2.48M	0.17%	51
2017 Q4	$2.51M	Buy	32,928 +15,453	+88%	+$1.06M	0.11%	64
2017 Q3	$1.3M	Sell	17,475 -16,181	-48%	-$1.22M	0.06%	86
2017 Q2	$2.57M	Buy	33,656 +1,314	+4%	+$106K	0.12%	67
2017 Q1	$2.71M	Buy	32,342 +17,306	+115%	+$1.45M	0.14%	65
2016 Q4	$1.17M	Buy	15,036 +2,721	+22%	+$211K	0.07%	93
2016 Q3	$1M	Buy	12,315 +9,037	+276%	+$722K	0.06%	90
2016 Q2	$261K	Buy	+3,278	New	+$246K	0.02%	192

Other funds holding CEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Allen Investment Management's CEM Position: Q2 2020 in Review

Allen Investment Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2020, closing a stake of 26,480 shares — an estimated $242K sold.

Allen Investment Management first reported a position in CEM in Q2 2016 and held it in 16 quarters. The position peaked at $10.7M in Q4 2019. 77 funds tracked by Wall St. Rank hold CEM as of Q2 2020.

Allen Investment Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2020 after selling out during the quarter.
Allen Investment Management sold 26,480 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2020, an estimated $242K.
Allen Investment Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2016 and held it in 16 quarters.
Allen Investment Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $10.7M in Q4 2019.
77 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2020.

Based on Allen Investment Management's 13F filing for Q2 2020, filed 10 Aug 2020.