Allen Investment Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-26,480	Closed	-$242K	–	185
2020 Q1	$242K	Sell	26,480 -164,067	-86%	-$6.91M	0.01%	160
2019 Q4	$10.7M	Buy	190,547 +70,449	+59%	+$3.78M	0.26%	44
2019 Q3	$6.83M	Buy	120,098 +5,392	+5%	+$314K	0.18%	53
2019 Q2	$6.85M	Buy	114,706 +1,248	+1%	+$76.9K	0.2%	54
2019 Q1	$7.18M	Buy	113,458 +89,545	+374%	+$5.45M	0.22%	46
2018 Q4	$1.25M	Sell	23,913 -53,419	-69%	-$3.35M	0.05%	89
2018 Q3	$5.62M	Sell	77,332 -50,338	-39%	-$3.69M	0.19%	53
2018 Q2	$9.02M	Buy	127,670 +62,400	+96%	+$4.39M	0.34%	40
2018 Q1	$4.11M	Buy	65,270 +32,342	+98%	+$2.48M	0.17%	51
2017 Q4	$2.51M	Buy	32,928 +15,453	+88%	+$1.06M	0.11%	64
2017 Q3	$1.3M	Sell	17,475 -16,181	-48%	-$1.22M	0.06%	86
2017 Q2	$2.57M	Buy	33,656 +1,314	+4%	+$106K	0.12%	67
2017 Q1	$2.71M	Buy	32,342 +17,306	+115%	+$1.45M	0.14%	65
2016 Q4	$1.17M	Buy	15,036 +2,721	+22%	+$211K	0.07%	93
2016 Q3	$1M	Buy	12,315 +9,037	+276%	+$722K	0.06%	90
2016 Q2	$261K	Buy	+3,278	New	+$246K	0.02%	192