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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

89 hedge funds and large institutions have $235M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 40 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 21

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

1% less funds holding

Funds holding: 9089 (-1)

5% less capital invested

Capital invested by funds: $249M → $235M (-$13.3M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
89
Holders Change
-1
Holders Change %
-1.11%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
40
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57.7M +$833K +14,323 +1%
MGAM
2
McGowan Group Asset Management
Texas
$26.2M +$520K +8,932 +2%
SEIA
3
Signature Estate & Investment Advisors
California
$17.3M +$1.43M +24,505 +9%
Bank of America
4
Bank of America
North Carolina
$13.9M +$59.3K +1,020 +0.4%
TB
5
Terril Brothers
Missouri
$10.5M -$375K -6,450 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.45M -$924K -15,885 -9%
HI
7
HBK Investments
Texas
$7.63M +$141K +2,418 +2%
UBS Group
8
UBS Group
Switzerland
$7.51M +$46.5K +800 +0.6%
AIM
9
Allen Investment Management
New York
$6.83M +$314K +5,392 +5%
SIA
10
Sit Investment Associates
Minnesota
$6.82M +$3.04M +52,289 +77%
GC
11
Guggenheim Capital
Illinois
$5.18M -$208K -3,577 -4%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$5.08M +$136K +2,345 +3%
KACA
13
Kayne Anderson Capital Advisors
California
$4.76M +$2.6M +44,620 +114%
Wells Fargo
14
Wells Fargo
California
$4.21M +$790K +13,588 +22%
WAM
15
Wolverine Asset Management
Illinois
$4.14M +$2.88M +49,532 +214%
AAM
16
Advisors Asset Management
Colorado
$3.93M +$323K +5,548 +9%
FT
17
Fiduciary Trust
Massachusetts
$3.69M -$499K -8,583 -12%
Ameriprise
18
Ameriprise
Minnesota
$3.43M +$350K +6,023 +11%
KIM
19
Karpus Investment Management
New York
$2.72M -$6.05K -104 -0.2%
HKAM
20
Horizon Kinetics Asset Management
New York
$2.7M -$217K -3,735 -7%
RJA
21
Raymond James & Associates
Florida
$2.21M +$206K +3,537 +10%
Goldman Sachs
22
Goldman Sachs
New York
$2.07M +$112K +1,932 +6%
OA
23
Oxbow Advisors
Texas
$2.05M +$213K +3,667 +11%
Invesco
24
Invesco
Georgia
$1.9M +$58K +997 +3%
ClearBridge Investments
25
ClearBridge Investments
New York
$1.6M +$64K +1,100 +4%

CEM Hedge Fund Activity: Q3 2019 in Review

89 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2019, worth a combined $235M — down 5.3% from $249M a quarter earlier.

Fund positioning in CEM was balanced in Q3 2019: 10 funds opened new positions, 10 closed out, 40 added to existing stakes and 21 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $3.04M. The largest seller was Virtu Financial, cutting an estimated $14M.

  • 89 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2019, down from 90 in Q2 2019.
  • Funds reported $235M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2019, down 5.3% quarter-over-quarter.
  • 10 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2019 and 10 closed out, a net change of 0 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2019 was Sit Investment Associates, an estimated $3.04M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2019 was Virtu Financial, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2019.