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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

73 hedge funds and large institutions have $113M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

9% more capital invested

Capital invested by funds: $103M → $113M (+$9.77M)

1% more funds holding

Funds holding: 7273 (+1)

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
73
Holders Change
+1
Holders Change %
+1.39%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
25
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.4M -$546K -19,122 -3%
SIA
2
Sit Investment Associates
Minnesota
$10.4M +$5.15M +180,171 +87%
MGAM
3
McGowan Group Asset Management
Texas
$10.4M -$295K -10,314 -3%
Bank of America
4
Bank of America
North Carolina
$9.48M +$749K +26,235 +8%
CA
5
Cornerstone Advisors
North Carolina
$7.95M +$816K +28,563 +11%
AC
6
Aristides Capital
Kentucky
$5.83M
TB
7
Terril Brothers
Missouri
$4.42M +$1.65M +57,643 +54%
WAM
8
Wolverine Asset Management
Illinois
$4.14M +$1.66M +58,112 +61%
QC
9
Quantedge Capital
Singapore
$3.5M +$158K +5,544 +4%
Wells Fargo
10
Wells Fargo
California
$3.41M -$114K -3,990 -3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.19M +$717K +25,101 +27%
UBS Group
12
UBS Group
Switzerland
$2.77M +$265K +9,295 +10%
KACA
13
Kayne Anderson Capital Advisors
California
$2.29M +$2.91K +102 +0.1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.13M +$30.4K +1,064 +1%
GC
15
Guggenheim Capital
Illinois
$2M -$70.3K -2,461 -3%
SCM
16
Segantii Capital Management
Hong Kong
$1.66M +$1.76M +61,625 New
ClearBridge Investments
17
ClearBridge Investments
New York
$1.66M -$5.71K -200 -0.3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.56M +$100K +3,505 +6%
MC
19
Matisse Capital
Oregon
$1.52M +$1.61M +56,526 New
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.47M -$274K -9,595 -15%
AAM
21
Advisors Asset Management
Colorado
$1.46M -$245K -8,582 -14%
Ameriprise
22
Ameriprise
Minnesota
$1.46M -$55.6K -1,945 -3%
EIA
23
Edgemoor Investment Advisors
Maryland
$1.11M +$32.3K +1,130 +3%
6M
24
6 Meridian
Kansas
$1M -$341K -11,938 -24%
Walleye Capital
25
Walleye Capital
New York
$977K +$1.04M +36,312 New

CEM Hedge Fund Activity: Q4 2021 in Review

73 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2021, worth a combined $113M — up 9.4% from $103M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CEM positions and 10 closed out — a net gain of 2 holders — while 25 added to existing stakes and 23 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $5.15M. The largest seller was Landscape Capital Management, cutting an estimated $1.35M.

  • 73 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2021, up from 72 in Q3 2021.
  • Funds reported $113M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2021, up 9.4% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2021 and 10 closed out, a net change of +2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2021 was Sit Investment Associates, an estimated $5.15M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2021 was Landscape Capital Management, an estimated $1.35M sold.

Based on aggregated 13F filings for Q4 2021.