HL Financial Services’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

HL Financial Services’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-12,985	Closed	-$1.09M	–	699
2017 Q1	$1.09M	Sell	12,985 -367	-3%	-$30.7K	0.02%	327
2016 Q4	$1.04M	Sell	13,352 -1,822	-12%	-$141K	0.02%	315
2016 Q3	$1.24M	Buy	15,174 +210	+1%	+$16.8K	0.03%	286
2016 Q2	$1.19M	Buy	+14,964	New	+$1.12M	0.03%	294
2015 Q3	–	Sell	-4,443	Closed	-$517K	–	682
2015 Q2	$517K	Sell	4,443 -62	-1%	-$7.84K	0.01%	448
2015 Q1	$562K	Sell	4,505 -1,070	-19%	-$138K	0.02%	432
2014 Q4	$769K	Sell	5,575 -920	-14%	-$124K	0.02%	330
2014 Q3	$905K	Sell	6,495 -91	-1%	-$13.1K	0.03%	278
2014 Q2	$983K	Sell	6,586 -257	-4%	-$36.3K	0.03%	274
2014 Q1	$911K	Sell	6,843 -1,130	-14%	-$148K	0.03%	271
2013 Q4	$1.08M	Sell	7,973 -252	-3%	-$33.8K	0.03%	241
2013 Q3	$1.1M	Sell	8,225 -331	-4%	-$45.2K	0.04%	222
2013 Q2	$1.2M	Buy	+8,556	New	+$1.17M	0.04%	209

Other funds holding CEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

Signature Estate & Investment Advisors Los Angeles, California $5.67B AUM 20.02% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

HL Financial Services's CEM Position: Q2 2017 in Review

HL Financial Services sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2017, closing a stake of 12,985 shares — an estimated $1.09M sold.

HL Financial Services first reported a position in CEM in Q2 2013 and held it in 13 quarters. The position peaked at $1.24M in Q3 2016. 82 funds tracked by Wall St. Rank hold CEM as of Q2 2017.

HL Financial Services reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2017 after selling out during the quarter.
HL Financial Services sold 12,985 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2017, an estimated $1.09M.
HL Financial Services first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 13 quarters.
HL Financial Services's ClearBridge MLP and Midstream Fund Inc. position peaked at $1.24M in Q3 2016.
82 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2017.

Based on HL Financial Services's 13F filing for Q2 2017, filed 1 Aug 2017.