Doliver Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Doliver Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-5,788	Closed	-$92K	–	197
2020 Q2	$92K	Sell	5,788 -1,024	-15%	-$16.5K	0.04%	162
2020 Q1	$103K	Buy	+6,812	New	+$287K	0.05%	142
2019 Q4	–	Sell	-21,652	Closed	-$1.16M	–	170
2019 Q3	$1.16M	Buy	21,652 +14,185	+190%	+$825K	0.47%	34
2019 Q2	$446K	Buy	7,467 +4,893	+190%	+$301K	0.18%	46
2019 Q1	$163K	Sell	2,574 -13,016	-83%	-$792K	0.07%	103
2018 Q4	$811K	Sell	15,590 -3,649	-19%	-$229K	0.4%	29
2018 Q3	$1.4M	Buy	19,239 +6,591	+52%	+$483K	0.58%	17
2018 Q2	$894K	Buy	12,648 +10,038	+385%	+$706K	0.37%	36
2018 Q1	$164K	Sell	2,610 -5,748	-69%	-$441K	0.07%	259
2017 Q4	$638K	Buy	8,358 +4,309	+106%	+$296K	0.26%	65
2017 Q3	$300K	Sell	4,049 -2,043	-34%	-$154K	0.13%	156
2017 Q2	$465K	Sell	6,092 -3,627	-37%	-$292K	0.22%	99
2017 Q1	$813K	Sell	9,719 -720	-7%	-$60.2K	0.64%	48
2016 Q4	$812K	Buy	10,439 +7,090	+212%	+$549K	0.69%	43
2016 Q3	$273K	Sell	3,349 -11,887	-78%	-$950K	0.23%	118
2016 Q2	$1.21M	Sell	15,236 -8,755	-36%	-$657K	1.03%	31
2016 Q1	$1.63M	Sell	23,991 -19,725	-45%	-$1.24M	1.44%	22
2015 Q4	$3.32M	Buy	+43,716	New	+$3.85M	2.62%	1
2015 Q3	–	Sell	-3,195	Closed	-$372K	–	276
2015 Q2	$372K	Sell	3,195 -20,500	-87%	-$2.59M	0.25%	134
2015 Q1	$2.96M	Buy	+23,695	New	+$3.05M	1.9%	3
2014 Q4	–	Sell	-21,760	Closed	-$3.03M	–	301
2014 Q3	$3.03M	Buy	+21,760	New	+$3.14M	2.08%	1

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Doliver Advisors's CEM Position: Q3 2020 in Review

Doliver Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2020, closing a stake of 5,788 shares — an estimated $92K sold.

Doliver Advisors first reported a position in CEM in Q3 2014 and held it in 21 quarters. The position peaked at $3.32M in Q4 2015. 50 funds tracked by Wall St. Rank hold CEM as of Q3 2020.

Doliver Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2020 after selling out during the quarter.
Doliver Advisors sold 5,788 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2020, an estimated $92K.
Doliver Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2014 and held it in 21 quarters.
Doliver Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $3.32M in Q4 2015.
50 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2020.

Based on Doliver Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.