1832 Asset Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

1832 Asset Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-165,359	Closed	-$5.52M	–	994
2022 Q4	$5.52M	Hold	165,359	–	–	0.01%	413
2022 Q3	$4.93M	Hold	165,359	–	–	0.01%	429
2022 Q2	$4.75M	Buy	165,359 +90,700	+121%	+$3.05M	0.01%	429
2022 Q1	$2.48M	Buy	+74,659	New	+$2.31M	﹤0.01%	515
2020 Q1	–	Sell	-89,981	Closed	-$5.11M	–	779
2019 Q4	$5.11M	Hold	89,981	–	–	0.02%	290
2019 Q3	$5.08M	Buy	89,981 +2,345	+3%	+$136K	0.02%	290
2019 Q2	$5.18M	Buy	87,636 +2,082	+2%	+$128K	0.02%	304
2019 Q1	$5.41M	Buy	85,554 +55,554	+185%	+$3.38M	0.02%	274
2018 Q4	$1.56M	Hold	30,000	–	–	0.01%	378
2018 Q3	$2.18M	Buy	+30,000	New	+$2.2M	0.01%	384
2015 Q3	–	Sell	-62,631	Closed	-$7.28M	–	704
2015 Q2	$7.28M	Buy	62,631 +1,016	+2%	+$128K	0.02%	306
2015 Q1	$7.7M	Buy	61,615 +15,882	+35%	+$2.05M	0.03%	261
2014 Q4	$6.3M	Buy	45,733 +12,353	+37%	+$1.67M	0.02%	323
2014 Q3	$4.66M	Buy	+33,380	New	+$4.82M	0.02%	350

Other funds holding CEM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Woodline Partners San Francisco, California $26.4B AUM 44.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1832 Asset Management's CEM Position: Q1 2023 in Review

1832 Asset Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2023, closing a stake of 165,359 shares — an estimated $5.52M sold.

1832 Asset Management first reported a position in CEM in Q3 2014 and held it in 14 quarters. The position peaked at $7.7M in Q1 2015. 69 funds tracked by Wall St. Rank hold CEM as of Q1 2023.

1832 Asset Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2023 after selling out during the quarter.
1832 Asset Management sold 165,359 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2023, an estimated $5.52M.
1832 Asset Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2014 and held it in 14 quarters.
1832 Asset Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $7.7M in Q1 2015.
69 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2023.

Based on 1832 Asset Management's 13F filing for Q1 2023, filed 12 May 2023.