SI
CEM

Stephens Inc’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Stephens Inc’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q2 		– Sell
-8,624
Closed -$395K – 1375
2024
Q1 		$395K Buy
8,624
+61
+0.7% +$2.55K 0.01% 907
2023
Q4 		$343K Buy
8,563
+915
+12% +$33.4K 0.01% 887
2023
Q3 		$269K Sell
7,648
-3
-0% -$109 0.01% 936
2023
Q2 		$265K Sell
7,651
-485
-6% -$16K ﹤0.01% 964
2023
Q1 		$263K Buy
8,136
+74
+0.9% +$2.53K 0.01% 931
2022
Q4 		$269K Buy
8,062
+327
+4% +$11.1K 0.01% 893
2022
Q3 		$231K Buy
7,735
+75
+1% +$2.43K ﹤0.01% 987
2022
Q2 		$220K Buy
+7,660
New +$257K ﹤0.01% 1043
2020
Q3 		– Sell
-3,008
Closed -$48K – 1232
2020
Q2 		$48K Sell
3,008
-2,790
-48% -$44.9K ﹤0.01% 1091
2020
Q1 		$53K Sell
5,798
-10,000
-63% -$421K ﹤0.01% 1024
2019
Q4 		$889K Buy
15,798
+5,180
+49% +$278K 0.02% 585
2019
Q3 		$604K Buy
10,618
+5,000
+89% +$291K 0.01% 696
2019
Q2 		$336K Hold
5,618
– – 0.01% 878
2019
Q1 		$356K Hold
5,618
– – 0.01% 858
2018
Q4 		$292K Sell
5,618
-15,755
-74% -$987K 0.01% 864
2018
Q3 		$1.55M Buy
21,373
+101
+0.5% +$7.41K 0.04% 460
2018
Q2 		$1.5M Buy
21,272
+2,376
+13% +$167K 0.05% 389
2018
Q1 		$1.19M Buy
18,896
+7,212
+62% +$554K 0.04% 364
2017
Q4 		$892K Buy
11,684
+3,121
+36% +$215K 0.03% 392
2017
Q3 		$635K Sell
8,563
-151
-2% -$11.4K 0.02% 452
2017
Q2 		$665K Buy
8,714
+46
+0.5% +$3.7K 0.02% 507
2017
Q1 		$725K Buy
8,668
+2,830
+48% +$237K 0.03% 485
2016
Q4 		$454K Buy
5,838
+45
+0.8% +$3.49K 0.02% 517
2016
Q3 		$472K Sell
5,793
-314
-5% -$25.1K 0.02% 513
2016
Q2 		$486K Buy
6,107
+735
+14% +$55.1K 0.02% 493
2016
Q1 		$364K Sell
5,372
-10,235
-66% -$645K 0.02% 507
2015
Q4 		$1.19M Sell
15,607
-554
-3% -$48.8K 0.06% 311
2015
Q3 		$1.4M Sell
16,161
-866
-5% -$93.3K 0.07% 275
2015
Q2 		$1.98M Buy
17,027
+225
+1% +$28.4K 0.09% 250
2015
Q1 		$2.1M Buy
16,802
+370
+2% +$47.7K 0.1% 239
2014
Q4 		$2.27M Sell
16,432
-1,958
-11% -$264K 0.11% 205
2014
Q3 		$2.56M Buy
18,390
+2,929
+19% +$423K 0.13% 186
2014
Q2 		$2.31M Sell
15,461
-2,762
-15% -$390K 0.12% 196
2014
Q1 		$2.43M Sell
18,223
-785
-4% -$103K 0.13% 184
2013
Q4 		$2.59M Buy
19,008
+750
+4% +$101K 0.13% 174
2013
Q3 		$2.43M Buy
18,258
+14,061
+335% +$1.92M 0.13% 169
2013
Q2 		$591K Buy
+4,197
New +$573K 0.03% 391

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
TL
Tradewinds LLC Raleigh, North Carolina $310M AUM 22.31% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Stephens Inc's CEM Position: Q2 2024 in Review

Stephens Inc sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2024, closing a stake of 8,624 shares — an estimated $395K sold.

Stephens Inc first reported a position in CEM in Q2 2013 and held it in 37 quarters. The position peaked at $2.59M in Q4 2013. 51 funds tracked by Wall St. Rank hold CEM as of Q2 2024.

  • Stephens Inc reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2024 after selling out during the quarter.
  • Stephens Inc sold 8,624 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2024, an estimated $395K.
  • Stephens Inc first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 37 quarters.
  • Stephens Inc's ClearBridge MLP and Midstream Fund Inc. position peaked at $2.59M in Q4 2013.
  • 51 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2024.

Based on Stephens Inc's 13F filing for Q2 2024, filed 6 Aug 2024.